Full-Time

Paralegal – Legal Affairs

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Ameriprise Financial

Ameriprise Financial

10,001+ employees

Provides financial planning and advisory services

Fintech
Financial Services

Compensation Overview

$90.3k - $121.8kAnnually

+ Bonus + Commission + Long-term Incentives

Mid, Senior

Boston, MA, USA + 3 more

More locations: Charlotte, NC, USA | New York, NY, USA | Minneapolis, MN, USA

Category
Legal
Legal & Compliance
Requirements
  • Associate degree or equivalent (2 years)
  • 3-5 years relevant experience.
  • Strong experience with preparing and filing registration statements with the SEC.
  • Solid drafting and research skills.
  • Solid analytical skills.
  • Highly organized and detail oriented.
  • Makes decisions quickly and appropriately using extensive expertise. Advanced subject matter expertise in business area being supported.
  • Ability to learn and utilize new tools and technologies.
Responsibilities
  • Manage annual update of variable life insurance product SEC filings.
  • Lead and train on all matters associated with SEC filings, including the use of ArcProspectus content management system.
  • Draft variable insurance product prospectus language and support product development initiatives. Manage FINRA Form BD filings.
  • Respond to auditor requests associated with registration statements.
  • Work on special projects and initiatives as requested.

Ameriprise Financial offers financial planning services and advice through a network of financial advisors. Their services include helping clients assess their retirement readiness and providing strategies to manage investment risks. Clients can engage in discussions with advisors to explore various financial decisions, such as whether to pay off a mortgage early, considering both the potential savings and other financial factors. What sets Ameriprise apart from competitors is their focus on personalized financial conversations, which aim to help clients make informed and rational investment choices. The company's goal is to empower individuals to achieve their financial dreams and secure a confident retirement.

Company Stage

IPO

Total Funding

$287.3M

Headquarters

Minneapolis, Minnesota

Founded

1894

Simplify Jobs

Simplify's Take

What believers are saying

  • Growing demand for personalized advice due to economic uncertainty benefits Ameriprise's advisor network.
  • Interest in ESG investing aligns with Ameriprise's sustainable investment strategies.
  • Digital financial planning tools enhance client engagement and streamline interactions for Ameriprise.

What critics are saying

  • Departure of key advisors and data breaches threaten Ameriprise's reputation and client trust.
  • LPL Financial's lawsuit could harm Ameriprise's image and advisor recruitment efforts.
  • Competitors recruiting former Ameriprise leaders may impact its strategic initiatives.

What makes Ameriprise Financial unique

  • Ameriprise offers personalized financial advice through a vast network of experienced advisors.
  • The firm integrates ESG investing to attract environmentally conscious clients.
  • Ameriprise invests in cybersecurity to enhance client trust and differentiate itself.

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