Full-Time

Paralegal – Legal Affairs

Confirmed live in the last 24 hours

Ameriprise Financial

Ameriprise Financial

10,001+ employees

Provides financial planning and advisory services

Fintech
Financial Services

Compensation Overview

$72.1k - $124.3kAnnually

+ Bonus + Commission + Long-term Incentives

Mid, Senior

Boston, MA, USA + 3 more

More locations: Charlotte, NC, USA | New York, NY, USA | Minneapolis, MN, USA

Category
Legal
Legal & Compliance

You match the following Ameriprise Financial's candidate preferences

Employers are more likely to interview you if you match these preferences:

Degree
Experience
Requirements
  • Associate degree or equivalent (2 years)
  • 3-5 years relevant experience
  • Strong experience with preparing and filing registration statements with the SEC
  • Solid drafting and research skills
  • Solid analytical skills
  • Highly organized and detail oriented
  • Makes decisions quickly and appropriately using extensive expertise
  • Advanced subject matter expertise in business area being supported
  • Ability to learn and utilize new tools and technologies
Responsibilities
  • Manage annual update of variable life insurance product SEC filings
  • Lead and train on all matters associated with SEC filings, including the use of ArcProspectus content management system
  • Draft variable insurance product prospectus language and support product development initiatives
  • Manage FINRA Form BD filings
  • Respond to auditor requests associated with registration statements
  • Work on special projects and initiatives as requested
Desired Qualifications
  • Paralegal Certificate from ABA approved program or equivalent education/experience
  • Strong experience with ArcProspectus that is sufficient to train and support others in the use of such system
  • Strong experience with an internet-based prospectus content management system
  • Corporate governance experience

Ameriprise Financial offers financial planning services and advice through a network of financial advisors. Their services include helping clients assess their retirement readiness and providing strategies to manage investment risks. Clients can engage in conversations about their financial goals, such as whether to pay off a mortgage early, with the guidance of an advisor who can help them make informed decisions. What sets Ameriprise apart from competitors is their focus on personalized financial planning and the emphasis on building a confident retirement plan tailored to individual needs. The company's goal is to empower clients to achieve their financial dreams and live the life they have earned.

Company Stage

IPO

Total Funding

$287.3M

Headquarters

Minneapolis, Minnesota

Founded

1894

Simplify Jobs

Simplify's Take

What believers are saying

  • Increased focus on digital tools can enhance client engagement and streamline interactions.
  • Growing trend of ESG investing attracts more clients to Ameriprise.
  • Rise of robo-advisors presents an opportunity for Ameriprise to expand digital offerings.

What critics are saying

  • Client data breaches due to departing advisors pose significant security concerns.
  • Legal challenges related to cash-sweep interest rates could impact financial stability.
  • Reputational risk from public disputes with competitors may affect client trust.

What makes Ameriprise Financial unique

  • Ameriprise offers personalized financial advice through a network of experienced advisors.
  • The firm has a strong focus on retirement planning and readiness.
  • Ameriprise is recognized as a Military Friendly Employer for 11 consecutive years.

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Benefits

Remote Work Options

Hybrid Work Options