G

G MASS

Regulatory Reporting SME

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeLondon, UKNo salary listedIn-person

About the Job

Requirements

  • Practical experience in regulatory reporting, compliance monitoring, or controls, gained at an asset manager, hedge fund, broker-dealer, or similarly regulated institution.
  • Solid grounding in MiFID II and MiFIR reporting requirements.
  • A track record of designing and owning control frameworks from the ground up, rather than administering someone else's.
  • Confident analytical and SQL skills, including challenging vendor or system data and following through to identify root causes.
  • Strong, precise written communication and disciplined delivery to produce documentation and management information that withstand audit scrutiny.

Responsibilities

  • Own the compliance-testing cycle from start to finish and consolidate results into clear quarterly management information for the Global Head of Regulatory Reporting and the Chief Compliance Officer.
  • Design and maintain control frameworks covering MiFID and MiFIR transaction reporting and MAS OTC derivatives reporting, defining control matrices, ownership, frequency, and evidence standards.
  • Scrutinize reporting data for accuracy, completeness, and timeliness, challenging vendor and system outputs when figures do not hold up.
  • Lead the insourcing of US regulatory reporting from an external provider, managing governance, parallel-run validation, and formal sign-off.
  • Establish an independent process for UK short-selling and major shareholding disclosures, reconciling daily against FundApps and providing a workable failover.
  • Assess and strengthen personal-account dealing controls and the processes that support them.
  • Build and maintain a firmwide library of regulatory reporting desk procedures with version control.
  • Work with technology, operations, and compliance colleagues across jurisdictions to embed controls into everyday processes.
  • Document findings clearly and escalate material risks in a timely, proportionate way.

Desired Qualifications

  • Prior exposure to MAS OTC derivatives reporting.
  • Familiarity with FundApps and/or the EU Short Selling Regulation (EU SSR).

About the Company

Company size
Not listed
Company stage
Not listed
Total funding
Not listed
Headquarters
Not listed
Founded
Not listed

Recently Posted Jobs

Explore more opportunities at G MASS

See more jobs