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JP Morgan Chase

Runs a consumer bank and an investment bank

Compliance Risk Management Lead - Employee Compliance, Vice President

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-time$128.3k - $200kIn-person

About the Job

Requirements

  • A bachelor's degree or equivalent experience is required.
  • Knowledge of second-line risk management practices in operational risk and compliance is required.
  • The candidate must demonstrate initiative, self-direction, attention to detail, and the ability to manage multiple priorities and deadlines.
  • The candidate must have strong interpersonal and influencing skills and be able to establish credibility and partnerships with cross-functional stakeholders.
  • The candidate must have analytical skills and experience using one or more data analysis, visualization, or business intelligence tools.
  • The candidate must have strong written communication skills and intermediate experience with Microsoft Office, specifically PowerPoint, Excel, and Word.

Responsibilities

  • Coordinate and lead governance meetings and working groups.
  • Manage end-to-end processes, including assessment timelines, stakeholder communications, governance milestones, challenge reviews, approvals, and final submissions.
  • Analyze, synthesize, and evaluate qualitative and quantitative data to provide insights and recommendations.
  • Manage the quarterly Conduct Risk Appetite process, including governance oversight and second-line challenge of first-line Conduct Risk Appetite Assessments.
  • Apply risk management frameworks and processes to identify, measure, monitor, and report on Conduct Risk within the Compliance Conduct and Operational Risk framework.
  • Manage the team's risk and control environment, including controls testing, audits, and examinations.
  • Manage Conduct Risk Management Framework documentation and content, including policies, standards, procedures, governance meeting materials, stakeholder communications, and summaries and presentations for internal and external stakeholders.
  • Partner with relevant product owners to drive enhancements to tools supporting the Conduct Risk Appetite Assessment process.
  • Lead and develop team members and promote a collaborative team environment.

Desired Qualifications

  • Five or more years of financial services experience with demonstrated progression of responsibilities; operational risk, conduct risk, compliance, or control management experience is preferred.
  • Demonstrated ability to own end-to-end processes.
  • Prior people-management experience.

About the Company

JP Morgan Chase

Runs a consumer bank and an investment bank

JPMorgan Chase runs the largest bank in the United States, which serves households and small businesses as Chase and large companies, governments, and investors as J.P. Morgan. During the 2008 financial crisis it bought the failing investment bank Bear Stearns and lender Washington Mutual, and in 2023 it took over First Republic Bank after regulators seized it. Chase takes deposits and earns interest on credit cards, mortgages, and car loans, while the investment side earns fees for advising on mergers, raising money for companies, trading stocks and bonds, and managing wealth. Formed in a 2000 merger, JPMorgan Chase traces its roots to 1799 and is based in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1799

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