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American Electric Power

Generates, transmits, and distributes electricity

Ethics & Compliance Specialist

Regulatory Compliance & EthicsPosted on Nov 13
Full-timeColumbus, OH, USA$87.6k - $109.5kIn-person

About the Job

Requirements

  • A bachelor's degree in business, engineering, psychology, social sciences, sociology, or a related field is required.
  • Four years of business or government experience with an emphasis in law, human resources, regulatory matters, auditing, compliance, or relevant areas is required.
  • The role requires sound judgment, discretion, confidentiality, strong interpersonal skills, and the ability to independently manage sensitive matters and competing priorities.
  • The role requires the ability to interpret policies and translate complex requirements into practical guidance for employees and leaders.
  • The role requires strong writing, presentation, and facilitation skills.
  • The role requires analytical skills and the ability to use case, training, survey, or other program data to identify trends and support decision-making.
  • The role requires sound judgment, independence, and discretion when handling sensitive matters involving employees or senior leaders.
  • The role requires the ability to build trusted relationships across Legal, Human Resources, Internal Audit, Security, and business functions while maintaining independence and confidentiality.
  • The role requires organizational and project-management skills, including the ability to manage multiple investigations, projects, and deadlines concurrently with limited supervision.
  • The role requires comfort with technology and identifying opportunities to improve ethics and compliance processes, case management, reporting, and employee engagement through technology and automation.
  • The role has a sedentary physical demand level, involving sitting most of the time and only occasional walking or standing.

Responsibilities

  • Support the operation and continuous improvement of the enterprise Ethics & Compliance program, including the Concerns Line and investigations, conflicts-of-interest program, ethics and compliance training, employee outreach and communications, policy guidance, program monitoring, data analysis, and reporting.
  • Serve as a resource to employees and leaders by providing timely guidance, escalating potential misconduct or compliance concerns, and reinforcing the Principles of Business Conduct and a culture that empowers employees to speak up.
  • Partner with Legal, Human Resources/Employee Relations, Security, Internal Audit, and business leaders to investigate concerns, identify and mitigate compliance risks, and promote consistent and fair application of company policies and standards.
  • Monitor assigned matters for timely completion, consistency, and quality, and identify recurring issues, trends, control weaknesses, and opportunities for corrective action, training, or other preventive measures.
  • Assist in creating policies and procedures supporting company, governmental, regulatory, legal, and legislative initiatives; implement and maintain policies and procedures; and help monitor them.
  • Administer and support conflicts-of-interest and related ethics processes by reviewing disclosures, gathering information, evaluating potential conflicts against applicable policies, documenting resolutions and mitigation measures, and escalating complex or sensitive matters.
  • Respond to employee and leader questions regarding the Principles of Business Conduct, conflicts of interest, gifts and entertainment, appropriate use of company assets, Speak Up expectations, and other ethics-related policies; provide practical guidance and coordinate with Legal or subject-matter experts as appropriate.
  • Develop, coordinate, and deliver enterprise and targeted Ethics & Compliance training and communications, including Principles of Business Conduct training, Speak Up and non-retaliation education, conflicts-of-interest training, manager education, and other risk-based programming.
  • Partner with business subject-matter experts and Corporate Communications to develop relevant training content and employee resources; maintain training and participation records; and use employee feedback, case trends, and engagement data to improve programming.
  • Work with business unit leaders to increase awareness of the Ethics & Compliance program and participate in corporate and business unit initiatives as needed.
  • Monitor and research legislative, regulatory, legal, and compliance issues affecting the company and support implementation of related requirements.
  • Communicate matters considered potentially illegal, unethical, or otherwise improper to Ethics & Compliance leadership and, as appropriate, Legal or other responsible functions.
  • Assist with and coordinate preparation of reports for the Chief Compliance Officer to present to AEP executive leadership and the AEP Board of Directors.

Desired Qualifications

  • Experience conducting or supporting workplace, ethics, compliance, employee relations, audit, or similar fact-finding investigations.
  • Experience interviewing witnesses, analyzing documents and other evidence, documenting findings, and handling confidential or sensitive information.
  • Experience with ethics or compliance reporting systems, case-management systems, or hotline/Concerns Line administration; experience with NAVEX or a comparable ethics and compliance platform is preferred.
  • Working knowledge of corporate ethics and compliance topics, including conflicts of interest, gifts and entertainment, anti-retaliation, fraud, appropriate use of company assets, and codes of conduct.
  • Experience developing or delivering employee training and communications.
  • Professional certification such as CCEP, CCEP-I, CFE, SHRM-CP/SHRM-SCP, PHR/SPHR, or an investigation-related credential.

About the Company

American Electric Power

Generates, transmits, and distributes electricity

American Electric Power (AEP) is a large U.S. electric utility that generates, transmits, and distributes electricity to more than five million customers across 11 states. It uses a mix of power sources—coal, natural gas, nuclear, and growing renewable energy—to run a wide network of transmission lines that deliver electricity from plants to homes and businesses. Revenue comes mainly from selling electricity, with rates regulated by state and federal authorities. AEP’s scale, its extensive transmission grid, and its mix of regulated services distinguish it from smaller utilities and pure energy producers. The company aims to provide reliable electric service, manage energy costs, and pursue a gradual shift toward cleaner energy while complying with regulatory requirements.

Company size
10,001+
Company stage
IPO
Headquarters
Columbus, OH
Founded
1906

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