B

Barclays

Wealth management services for UK clients

Employee Breach & Conduct Rules Professional

Full-TimeUpdated on 10/23/2026
No salary listed
Expert
Pune, Maharashtra, India
In Person
Risk & ComplianceRegulatory Compliance & Ethics

About the job

Requirements
  • Understanding of the Conduct Risk Framework.
  • Ability to multitask and manage projects while completing daily tasks and responsibilities.
  • An execution mindset and understanding of the role compliance plays in Employee Conduct.
  • Attention to detail, strong analytical skills, and a diligent approach to understanding and confirming facts.
  • Ability to consistently demonstrate sound judgement and confident, risk-based decision making.
  • Strong interpersonal and stakeholder management skills, including communicating confidently and effectively with colleagues and stakeholders at all levels, verbally and in writing.
Responsibilities
  • Develop and implement policies related to employee conduct that align with regulatory requirements and industry best practices.
  • Implement surveillance and monitoring systems to track and report on employee behaviour.
  • Develop training programmes to educate employees on conduct expectations, ethical standards, and regulatory obligations.
  • Complete tasks and exceptions across Breach Management & Reward, Global Registrations (including the UK Senior Managers Regime), Conduct Rules, Mandatory Block Leave, and Personal Investments & Affiliations to ensure oversight of relevant Employee Conduct policy and standards.
  • Develop and implement controls related to employee conduct that align with regulatory requirements, Barclays’ risk appetite, and industry best practices.
  • Provide advice and assistance across Barclays on employee conduct matters.
  • Provide delivery, oversight, and check and challenge on business and compliance matters to evidence that the organisation operates in compliance with Barclays’ legal, regulatory, and ethical responsibilities.
  • Assess sensitive conduct cases and escalation decisions, ensuring proportionality and consistency in behavioural assessments.
  • Interpret behavioural trends and provide recommendations to reduce conduct risk and enhance the conduct culture.
  • Support consistency in applying conduct standards across the organisation by providing subject matter expertise to Policy Reinforcers, Employee Relations, and other stakeholders.
  • Work closely with cross-functional Operational Leads on activities such as process and procedure documentation, optimisation, and data governance.
  • Support the transformation of Global Breach Management alongside the existing Conduct Rules framework to achieve the right outcomes.
Desired Qualifications
  • Ability to engage, organise, and support stakeholder meetings to establish and influence outcomes.
  • Ability to manage multiple tasks simultaneously with accuracy and professionalism in a fast-paced environment.
  • Sound judgement, strong communication, influencing, and interpersonal skills to work with and support others effectively and drive behavioural change.
  • Curiosity and ability to work accurately and at pace with team members and stakeholders.

About the company

Barclays Wealth Management provides personalized wealth management services to clients across the UK through a regional network of financial experts. It delivers tailored investment management, financial planning, and estate and trust services, based on each client’s goals, risk tolerance, and time horizon, with support from Barclays’ broader banking resources. The company differentiates itself through its scale and integration, combining local, face-to-face guidance with the back‑end support and product access of a large UK bank. Its goal is to help clients preserve and grow their wealth over the long term while managing risk through a comprehensive, advisor-led service.

Company Size

10,001+

Company Stage

IPO

Headquarters

London, United Kingdom

Founded

1690

Get referred to Barclays

See people who can refer or advise you

Simplify Jobs

Simplify's Take

What believers are saying

  • Barclays plans to more than double Singapore private-banking bankers by 2030.
  • The September 2026 booking centre expands access to Singapore's growing wealth hub.
  • Management raised 2026 targets on February 10, 2026, while returning over £15 billion.

What critics are saying

  • Reuters reported a £228 million MFS provision on April 28, 2026.
  • Barclays raised UK motor finance compensation provisions to £430 million in April 2026.
  • Germany fined Barclays €1.65 million on March 27, 2026, exposing compliance weakness.

What makes Barclays unique

  • Barclays launched Singapore booking centre on September 4, 2026, linking clients globally.
  • Wee Yee-Yeong joined from Morgan Stanley on September 22, 2026, deepening Asia expertise.
  • Barclays pitches one-bank access across lending, investments, and wealth planning for UHNWs.

Help us improve and share your feedback! Did you find this helpful?

Benefits

  • Remote Work Options

Growth & Insights and Company News

6 month growth

1%

1 year growth

1%

2 year growth

1%
Yahoo Finance
Oct 23rd, 2026
team.blue extends $1.2B of Term Loan B to 2032 after upsizing twice

team.blue, a pan-European provider of digital services for small and medium-sized businesses, has extended €1.1 billion of its €1.35 billion Term Loan B. The Ghent-based company, backed by Hg, CPP Investments and Sofina, priced the deal on October 22, 2026. The refinanced tranche now matures in July 2032, instead of September 2029. About 90% of the company's term debt now falls due in 2032. Demand was strong. The deal was upsized twice from an initial €500 million, making it the largest software euro term loan issuance in the last 12 months. It priced at E + 425bps with an original issue discount of 98.5. "The depth of support from our institutional investor base allowed us to go much further," said chief financial officer Jonathan Thackray.

Associated Press
Oct 23rd, 2026
Barclays to cut 5,000 jobs as firms from Meta to Block shift spending to AI

Barclays plans to cut 5,000 jobs, about 5% of its workforce, as it seeks "organisational simplification and technology change efficiency driven by AI." About 60% of the cuts will fall on support functions, including developers. It joins a growing list of companies shifting money from workers to artificial intelligence (AI). Meta is cutting about 8,000 jobs, or 10% of staff, and leaving 6,000 roles unfilled. It expects 2026 expenses of as much as $169 billion. Kroger will lay off 3,000 corporate employees over three years. Block is cutting more than 4,000 of its 10,000-plus staff, while Snap is cutting about 1,000 jobs, or 16%. Coinbase is cutting about 14% of its workforce, and Microsoft is offering buyouts to about 8,750 US employees.

Yahoo Finance
Oct 23rd, 2026
Meta, Barclays, Block cut thousands of jobs as firms shift spending to AI

Companies are cutting jobs and shifting money from staff to artificial intelligence (AI) infrastructure, as the cost of meeting booming AI demand reshapes budgets. Meta will lay off about 8,000 workers, or 10% of its workforce, and leave about 6,000 jobs unfilled. It expects 2026 expenses to reach as much as $169 billion, driven by infrastructure and AI talent. Block is cutting more than 4,000 of its 10,000-plus employees; its shares are up 19% this year. Kroger will lay off 3,000 corporate staff over three years, and Barclays plans to cut 5,000 jobs, about 5% of its workforce. Snap is eliminating about 16% of staff, or 1,000 jobs. Coinbase is cutting about 14%, and Microsoft is offering buyouts to about 8,750 US employees.

MarketScreener
Oct 22nd, 2026
Atlas Energy Solutions Announces $424 Million Senior Secured Bridge Facility Provided by Goldman Sachs and Barclays

Atlas Energy Solutions Inc. today announced it has closed a $424 million committed senior secured bridge facility provided by Goldman Sachs and Barclays. Backed by the two cost reimbursement...

Yahoo Finance
Oct 22nd, 2026
Barclays bond trading revenue falls 19% to $1.3B, lagging Wall Street as equities jump 47%

Barclays Plc's fixed-income traders had the worst third quarter on Wall Street, overshadowing a strong showing from its equities desk. Fixed income and currency trading revenue fell 19% year on year to £1.01 billion ($1.4 billion), below analyst expectations. Equities revenue jumped 47%, its best result since at least 2009. Chief executive officer CS Venkatakrishnan called the fixed-income performance "disappointing." Investment bank income was £3.13 billion, slightly short of forecasts. Shares fell as much as 2.4% in London. The bank kept its targets, announced a £500 million share buyback, and said it is cutting about 5,000 jobs this year, roughly 5% of its workforce.