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Infront

Integrated wealth management software platform

Head of Risk & Compliance

Regulatory Compliance & EthicsUpdated on Nov 11
Full-timeMadrid, SpainNo salary listed

About the Job

Requirements

  • Several years of relevant experience in enterprise risk, compliance, governance, or related second-line functions, ideally within financial services, FinTech, technology, software, or ICT environments.
  • Strong understanding of enterprise risk management and practical experience operating risk governance frameworks.
  • Strong working knowledge of relevant European regulatory and compliance requirements affecting financial services and ICT providers.
  • Experience providing independent challenge and presenting risk or compliance matters to senior executives and Board-level governance bodies.
  • Experience leading a Risk, Compliance, Governance, or related second-line team or function.
  • A university degree or equivalent professional experience.
  • Fluent or business-fluent English is required.

Responsibilities

  • Own, maintain, and continuously improve the Group Enterprise Risk Management framework, methodology, governance, and reporting.
  • Maintain the enterprise risk taxonomy, consolidated enterprise risk profile, and Group risk appetite framework.
  • Ensure significant risk exposures are identified, assessed, mapped to enterprise risks, and supported by appropriate management responses and actions.
  • Provide independent challenge to Executive Sponsors and risk owners regarding risk assessments, mitigation plans, acceptance decisions, and residual risk.
  • Provide consolidated risk reporting to the Risk & Compliance Committee, Executive Management, and Board.
  • Own and govern the Group Compliance framework, including compliance strategy, governance, monitoring, and reporting.
  • Ensure applicable regulatory, legal, and material contractual obligations are identified, assessed, and translated into appropriate policies, standards, controls, and business requirements.
  • Oversee regulatory change, data protection coordination, and compliance assessments across relevant jurisdictions.
  • Own the governance framework for customer due diligence and third-party risk assessments, including escalation and oversight of higher-risk cases.
  • Oversee Group policy and standards governance and maintain an integrated approach between obligations, policies, standards, controls, assurance findings, and enterprise risk.
  • Oversee compliance monitoring and assurance activities and ensure material findings are tracked through to resolution.
  • Represent Risk & Compliance with auditors, customers, regulators, and external advisors where required.
  • Lead and develop the Risk & Compliance team and promote clear ownership of risks, controls, and compliance obligations across the organisation.

Desired Qualifications

  • Knowledge of operational resilience, ICT risk, DORA, data protection, third-party risk, and information security governance.
  • Spanish and other European languages.

About the Company

Infront

Integrated wealth management software platform

Assetmax provides an integrated wealth management software platform for independent asset managers, family offices, and banks. The web-based platform can be deployed on-premise or in the cloud and combines multi-custody portfolio management, CRM, invoicing, reporting, risk and compliance tools, plus a client portal. It differentiates itself through a comprehensive, single-system approach with multi-custody support and tight regulatory tooling, plus ongoing integration with Infront’s data ecosystem for cloud readiness and European expansion, including ESG, tax, and multi-currency features. Its goal is to automate back-office and front-office operations, reduce costs and risks, ensure compliance, and help wealth managers scale services across Europe.

Company size
11-50
Company stage
Not listed
Total funding
Not listed
Headquarters
Zurich, Switzerland
Founded
2013

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