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LPL Financial Holdings

Independent broker-dealer platform for financial advisors

Principal Business Information Security Officer - Business Information Security Officer

Security Governance, Risk & ComplianceConfirmed live in the last 24 hours
Full-timeIn-person

About the Job

Requirements

  • A bachelor's degree is required.
  • At least 10 years of experience in cybersecurity, technology risk management, cybersecurity program management, or a related field is required.
  • At least 3 years of experience guiding all aspects of cybersecurity risk, including identification, synthesis, quantification, and remediation strategies, is required.
  • Experience with Agile or Waterfall methodology and a deep understanding of phased approaches to the Software Development Life Cycle are required.
  • Working knowledge of cloud computing architectures and their associated security designs and challenges is required.
  • Working knowledge of common DevSecOps processes and technologies and how to harden them is required.
  • Working knowledge of common web application development technologies, along with tools and processes that enable teams to develop safely, is required.
  • Working knowledge of data management and security principles applicable to financial services and modern architectures is required.
  • Working knowledge of API security is required.
  • Strong executive presence and ability to engage with customers regarding security, including executive briefings and incident communications, are required.
  • Ability to communicate clearly and effectively with technology and development teams and business partners is required.
  • Strong relationship-building, team-building, and facilitation skills are required.
  • Ability to translate technical and security issues for business users is required.
  • Proven ability to explain the rationale behind recommendations and enable fact-based decision-making is required.
  • Ability to independently influence others to achieve objectives is required.
  • Ability to work with ambiguity in a fast-paced, changing environment is required.
  • Experience working in a matrix model supporting operational and transformational efforts for a given region or organizational function is required.

Responsibilities

  • Develop and maintain an in-depth understanding of business unit processes, systems, technologies, data, customers, consumers, and partners.
  • Become an expert in assigned products, including their design, security profile, and risks.
  • Partner with Compliance, Legal, and Technology resources to establish effective working relationships that improve the Information Security program.
  • Interpret and implement information security policies and standards for the supported business unit.
  • Participate in and influence cloud and native architecture principles, APIs, and appropriate enterprise data-handling practices.
  • Communicate and oversee security solutions required to meet business objectives.
  • Proactively identify noncompliance and potential improvements, and facilitate the development and deployment of standard solutions.
  • Provide regular and timely reporting on cybersecurity status across the business unit.
  • Provide an escalation path for security issues, incidents, and inquiries.
  • Provide cybersecurity guidance across functions.
  • Drive remediation activities across the business unit.

Desired Qualifications

  • A bachelor's degree in computer science or information systems is preferred.
  • Certified Information Systems Security Professional (CISSP) or Certified in Risk and Information Systems Control (CRISC) certification is preferred.

About the Company

LPL Financial Holdings

Independent broker-dealer platform for financial advisors

LPL Financial runs the largest independent broker-dealer network in the United States, providing a platform of services and support to financial advisors and institutions. It helps advisors manage client wealth by offering technology, research, clearing and compliance services, and practice management programs. Advisors access a flexible, non-proprietary environment where they can tailor financial recommendations for clients, with revenue coming from fees for services, securities commissions, and asset-based fees. The company supports more than 28,000 financial advisors and oversees over a trillion dollars in advisory and brokerage assets, distinguishing itself through its breadth of back-office capabilities, scalable platform, and emphasis on independence for its advisors. Its goal is to enable independent financial advisors to grow their businesses and deliver personalized investment solutions to their clients.

Company size
10,001+
Company stage
IPO
Headquarters
San Diego, CA
Founded
1989

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