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Intercontinental Exchange

Runs exchanges, data and mortgage technology

Senior Auditor

Internal Audit & ControlsConfirmed live in the last 24 hours
Full-timeNew York, NY, USA$95k - $115k

About the Job

Requirements

  • A bachelor's degree or higher is required, with a commitment to maintaining or obtaining an appropriate professional certification such as Certified Internal Auditor, Certified Public Accountant, Certified Fraud Examiner, or Certified Information Systems Auditor.
  • At least 3 years of internal audit experience or equivalent experience is required.
  • Proficiency in Word, Excel, and PowerPoint is required.
  • The role requires the ability to handle multiple projects simultaneously.
  • Knowledge of the financial services industry, exchange services, futures clearing merchants, clearing organizations, or energy or commodities trading is a plus.
  • The role requires the ability to travel 15–25 percent, including internationally.

Responsibilities

  • Conduct integrated operational, compliance, and financial audits, as well as Sarbanes-Oxley testing of manual and automated controls.
  • Develop a thorough understanding of the Company’s exchange and clearing operations.
  • Assist with completing audit risk assessments.
  • Complete audit assignments within established time frames and budgets.
  • Perform independent appraisals of policies and procedures.
  • Document audit procedures performed in accordance with departmental standards.
  • Communicate identified control deficiencies effectively to management.
  • Maintain effective relationships with internal and external contacts.
  • Draft or review audit reports and conduct exit conferences with management to discuss findings and management’s response.
  • Travel to other locations as required for internal audit and training purposes.
  • Supervise audits of general business and information technology functions in support of executing the annual audit plan.

Desired Qualifications

  • Knowledge of the financial services industry, exchange services, futures clearing merchants, clearing organizations, or energy or commodities trading.

About the Company

Intercontinental Exchange

Runs exchanges, data and mortgage technology

Intercontinental Exchange runs financial marketplaces, clearing houses and data services for banks, investors and businesses that trade or finance assets. Its New York Stock Exchange lets companies raise capital and gives investors a place to buy and sell listed shares. ICE also sells market pricing and analytics, while its mortgage software supports lenders from loan applications through closing and servicing. Trading fees, listing fees and subscriptions pay for these services, and clearing houses manage the risk that one side of a trade fails to pay. Founded in 2000 to digitize energy trading, Intercontinental Exchange is headquartered in Atlanta, Georgia.

Company size
10,001+
Company stage
IPO
Headquarters
Atlanta, GA
Founded
2000

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