A

AIA Group

Pan-Asian life insurance provider

Compliance Senior Manager

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeMakati, Metro Manila, PhilippinesNo salary listedIn-person

About the Job

Responsibilities

  • Lead implementation and continuous enhancement of the Company's Compliance Risk Management Framework.
  • Establish and maintain a compliance governance structure aligned with regulatory expectations and industry best practices.
  • Serve as the second-line compliance oversight function across business units and support functions.
  • Provide independent review of compliance risks, control effectiveness, and remediation activities.
  • Identify emerging compliance risks and advise management on mitigation strategies.
  • Support the Head of Risk and Compliance in developing compliance strategy, the annual compliance plan, and key compliance initiatives.
  • Maintain oversight of compliance with regulatory requirements governing HMOs and healthcare organizations.
  • Monitor and assess evolving laws, regulations, circulars, advisories, and supervisory expectations.
  • Lead regulatory impact assessments and coordinate implementation plans across business units.
  • Act as a key contact during regulatory examinations, inspections, audits, inquiries, and thematic reviews.
  • Establish processes for timely and accurate submission of regulatory reports and disclosures.
  • Advise senior management on regulatory developments, enforcement trends, and compliance implications.
  • Provide oversight of the Company's Anti-Money Laundering Compliance Program.
  • Review AML risk assessments, monitoring activities, and control effectiveness.
  • Monitor compliance with AML regulatory requirements and internal standards.
  • Provide guidance on higher-risk transactions, customer due diligence matters, and financial crime risks.
  • Escalate material AML concerns to Senior Management and Governance Committees.
  • Oversee implementation and effectiveness of the Anti-Bribery and Corruption Framework.
  • Lead corruption risk assessments and monitoring programs.
  • Advise management on gifts and entertainment, sponsorships, donations, third-party relationships, and interactions with government officials.
  • Monitor and investigate potential misconduct, unethical conduct, or corruption-related concerns.
  • Drive the Company's ethics and compliance culture agenda.
  • Promote integrity, accountability, and ethical decision-making across the organization.
  • Oversee implementation of policies relating to the Code of Conduct, Conflicts of Interest, Whistleblowing and Anti-Retaliation, Anti-Fraud, and Employee Conduct and Ethics.
  • Review significant conflict-of-interest declarations and provide recommendations to management.
  • Support investigations involving compliance breaches, misconduct, fraud, and regulatory violations.
  • Provide oversight and challenge regarding the effectiveness of the Company's data privacy and information governance framework.
  • Partner with the Data Protection Officer and information security stakeholders to address privacy and data protection risks.
  • Monitor compliance with privacy regulations and internal privacy obligations.
  • Review privacy-related incidents and advise management on compliance implications and remediation actions.
  • Develop and execute a risk-based Compliance Monitoring Plan.
  • Oversee thematic reviews, compliance assessments, and testing activities across business units.
  • Evaluate the adequacy and effectiveness of compliance controls.
  • Monitor and track regulatory findings, audit issues, compliance breaches, and remediation actions.
  • Report significant compliance issues and emerging trends to senior management.
  • Serve as principal compliance advisor to management on compliance risk matters.
  • Prepare and present compliance reports, dashboards, and updates to the Executive Leadership Team, Risk Management Committee, Board Risk Committee, and Board Audit Committee.
  • Escalate significant regulatory developments, compliance incidents, and emerging risks.
  • Support Board and Committee discussions relating to compliance, conduct, AML, privacy, governance, and regulatory matters.
  • Assist the Head of Risk and Compliance in maintaining effective engagement with Directors and Senior Executives.
  • Lead development and maintenance of compliance-related policies, standards, and procedures.
  • Ensure policies remain aligned with changing regulatory requirements and business objectives.
  • Support regulatory engagement and relationship management activities.
  • Coordinate regulatory inquiries, submissions, attestations, and disclosures, as appropriate.
  • Provide leadership and direction to compliance team members.
  • Mentor and develop compliance professionals.
  • Build organizational awareness and understanding of compliance obligations.
  • Lead enterprise-wide compliance training and awareness programs.
  • Foster a culture of shared accountability for compliance risk management.

About the Company

AIA Group

Pan-Asian life insurance provider

AIA Group provides life insurance and related financial protection across Asia. It sells life insurance, protection, and long-term savings products to individuals and groups, paying benefits and claims when needed. It differentiates itself with a pan-Asian footprint across 18 markets, long-standing customer and agent relationships, and a strong focus on environmental, social, and governance practices. Its goal is to be a leader in ESG while helping millions live Healthier, Longer, Better Lives and creating long-term value for stakeholders.

Company size
10,001+
Company stage
Not listed
Total funding
$618.7M
Headquarters
Central and Western District, Hong Kong
Founded
Not listed

Recently Posted Jobs

Explore more opportunities at AIA Group

See more jobs