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iCapital Network

Connects wealth managers to alternative investments

Corporate Governance - Assistant Vice President, Vice President

Legal Counsel & Legal SupportConfirmed live in the last 24 hours
Full-timeNew York, NY, USA

About the Job

Requirements

  • Three to seven years of experience in corporate governance, corporate compliance, entity management, corporate secretarial, legal operations, paralegal, or related functions.
  • Familiarity with corporate entity management, governance recordkeeping, and regulatory compliance processes.
  • Proficiency in Microsoft Office applications, including Word and Excel.
  • Ability to manage competing priorities and work effectively in a dynamic environment.
  • Strong organizational and problem-solving skills; attention to detail and follow-through.

Responsibilities

  • Prepare, maintain, and organize corporate governance records, including meeting minutes, resolutions, consents, governing documents, certificates, and other corporate records.
  • Manage powers of attorney, incumbency certificates, officer listings, and other corporate secretarial documentation.
  • Coordinate with registered agents and external service providers to obtain good standing certificates, certified filings, and other corporate records.
  • Support the maintenance and enhancement of governance policies, procedures, and controls to address changing regulatory and business requirements.
  • Assist with entity formations, entity maintenance activities, and updates to the company's entity management system.
  • Support corporate entity compliance activities, including know-your-customer requests, regulatory filings, audit requests, and requests for information.
  • Coordinate the preparation and execution of board and committee meetings, including agendas, meeting materials, minutes, and action item tracking.
  • Partner with Legal, Compliance, Finance, Tax, and other business stakeholders to ensure governance obligations are completed accurately and on time.
  • Assist with responses to requests from auditors, regulators, and other internal and external stakeholders.
  • Participate in governance-related projects, process improvements, and other departmental initiatives.
  • Support additional Legal and Compliance functions as needed.

Desired Qualifications

  • Experience within a financial services firm, law firm, corporate legal department, compliance department, or corporate secretarial function.
  • A JD, paralegal certification, or corporate governance certification.

About the Company

iCapital Network

Connects wealth managers to alternative investments

iCapital Network, branded as iCapital, develops technology and services for wealth managers, asset managers, institutional investors and family offices. Its marketplace connects advisors with alternative investments, structured products and annuities, while enterprise platforms manage subscriptions, investor onboarding, documents and investment reporting. The company also structures and services access funds and supplies data management and compliance workflows for financial firms. It earns management, servicing and investor-placement fees through its investment arrangements, with compensation varying by product and agreement. Founded in 2013, iCapital is headquartered in New York City, New York.

Company size
1,001-5,000
Company stage
Late Stage VC
Total funding
$1.5B
Headquarters
New York City, New York
Founded
2013

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