Excellent communication and client-facing abilities.
A sales-driven mindset with strong presentation skills.
Ability to manage time, prioritize, and work independently.
Ability to translate complex financial concepts into clear recommendations.
Commitment to ethical practices and regulatory compliance.
Responsibilities
Recommend and sell company-approved investment and insurance products.
Deliver required disclosures and ensure compliance with regulatory standards, including Securities and Exchange Commission and Financial Industry Regulatory Authority requirements.
Educate clients on financial products, strategies, and market conditions.
Build long-term client relationships through ongoing advisory support.
Maintain accurate records and follow firm policies and procedures.
Stay current with continuing education and licensing requirements.
Desired Qualifications
A bachelor's degree or equivalent experience.
Knowledge of financial products, including investments, insurance, and advisory services.
Understanding of financial planning and investment strategies.
Description
Important Application Instructions:
This position is being managed through an external application process. To be considered, applicants must submit their application using the external link provided below. Applications submitted directly through this posting will not be accepted.
As a Financial Professional with Osaic, you will provide clients with tailored financial solutions, including investment, insurance, and advisory services. You’ll build and maintain client relationships while delivering guidance aligned with regulatory standards and firm-approved offerings.
Key Responsibilities:
Recommend and sell Osaic-approved investment and insurance products
Deliver required disclosures and ensure compliance with all regulatory standards (SEC, FINRA, etc.)
Educate clients on financial products, strategies, and market conditions
Build long-term client relationships through ongoing advisory support
Maintain accurate records and follow firm policies and procedures
Stay current with continuing education and licensing requirements
Knowledge of financial products (investments, insurance, advisory services)
Strong analytical and problem-solving skills
Excellent communication and client-facing abilities
Sales-driven mindset with strong presentation skills
Ability to manage time, prioritize, and work independently
Understanding of financial planning and investment strategies
Ability to translate complex financial concepts into clear recommendations
Commitment to ethical practices and regulatory compliance
Reminder: To be considered for this opportunity, you must complete your application using the external link above. Applications submitted through this posting cannot be accepted.