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TMX Group

Runs market infrastructure for listings, trading

Senior Specialist, TSX Listings - TSX Listings

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeVancouver, BC, CanadaCA$85k - CA$95k /yr

About the Job

Requirements

  • A post-secondary degree in Finance, Business Administration, or equivalent practical experience.
  • Demonstrated professional exposure to capital markets and the securities industry.
  • Exceptional verbal and written communication skills to articulate regulatory standards clearly and professionally.
  • Sharp analytical capabilities and a track record of disciplined execution in high-stakes environments.
  • Ability to exercise sound independent judgment, solve problems proactively, and work self-sufficiently.
  • Demonstrated client relationship experience delivering professional, high-standard service to corporate stakeholders.
  • Advanced proficiency in Microsoft Office, including Excel, Word, Outlook, and PowerPoint, and standard enterprise database management software.
  • Meticulous attention to detail and proven organizational skills to prioritize complex, time-sensitive demands.

Responsibilities

  • Maintain internal filing systems and databases, ensuring accurate and prompt data entry for continuous disclosure, corporate changes, and transaction records.
  • Draft, analyze, and review regulatory correspondence, official bulletins, and related materials pertaining to active market transactions.
  • Process electronic Personal Information Forms (PIFs) in alignment with established exchange policies and corporate governance standards.
  • Oversee the integrity and organization of department archive systems to ensure rapid retrieval and compliance with audit requirements.
  • Provide operational and administrative assistance to Senior Managers, enabling smooth transactional oversight across the team.
  • Serve as a point of contact for listed issuers and advisors, communicating filing requirements, continuous disclosure mandates, and applicable TSX listing policies through written and verbal channels.
  • Provide operational back-up coverage for other Senior Specialists during absences and high-volume cycles.

Desired Qualifications

  • Completion of the Canadian Securities Course (CSC) or direct familiarity with stock exchange listing requirements, corporate finance, or continuous disclosure frameworks.
  • Prior experience as a Paralegal or Corporate Legal Assistant within securities, corporate finance, or regulatory law practice areas.

About the Company

TMX Group

Runs market infrastructure for listings, trading

TMX Group runs market infrastructure for Canadian and international capital markets, including exchanges (Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange, Montreal Exchange), clearing and depository services, and market data and analytics. Its products support listings, trading, clearing, settlement, custody, and access to data across equities and derivatives, with TMX Trayport for energy/commodities and TMX VettaFi for indices and data. It differentiates itself by offering an integrated, end-to-end ecosystem—from listing to settlement—across multiple markets with a broad, cross-border footprint. The company’s goal is to provide reliable, efficient infrastructure that helps companies raise capital and market participants manage trading, clearing, settlement, and risk across global markets.

Company size
1,001-5,000
Company stage
IPO
Headquarters
Toronto, Canada
Founded
1852

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