O

Osaic

Independent wealth-management platform for advisors

IA Processing Specialist

Accounts Payable/ReceivableConfirmed live in the last 24 hours
Full-time

About the Job

Requirements

  • A high school diploma or GED is required.
  • Zero to one year of experience in financial services, operations, billing, accounting, or a related field is required; internships or coursework are acceptable.
  • Strong attention to detail and the ability to perform repetitive, process-driven tasks accurately.
  • Ability to follow documented procedures and work within structured workflows.
  • Strong organizational and time management skills.
  • Ability to work independently in a production-based environment.
  • Effective written and verbal communication skills for internal collaboration.
  • Basic proficiency in Microsoft Office, including Excel, Word, and Outlook.
  • Ability to learn and navigate systems such as Wealth Management Platform (WMP), NetX360, or similar tools.
  • A problem-solving mindset and ability to identify errors and escalate when necessary.

Responsibilities

  • Process billing-related requests for Investment Advisory accounts, including fee calculations, adjustments, and reconciliations.
  • Execute tasks accurately and within established service level agreements.
  • Review account data to ensure billing accuracy and identify discrepancies.
  • Follow defined procedures and workflows to complete routine processing activities.
  • Maintain detailed records of completed work within systems and ticketing tools.
  • Partner with internal teams, including IA Support, Operations, and Accounting, to resolve standard processing issues.
  • Escalate complex or non-routine issues to senior team members as needed.
  • Communicate professionally with internal stakeholders regarding request status or clarification.
  • Prioritize and organize multiple tasks in a high-volume processing environment.
  • Support quality control efforts by adhering to policies, procedures, and compliance standards.
  • Contribute to process improvement initiatives by identifying inefficiencies or errors.
  • Continuously learn systems, products, and processes related to advisory billing.

Desired Qualifications

  • A bachelor's degree in business, finance, or a related field is preferred.
  • A basic understanding of accounting or billing concepts is preferred.
  • One or more years of investment advisory support experience.
  • Completion of the FINRA SIE exam.
  • FINRA Series 7.
  • Experience with Envestnet or Wealth Management Platform.

About the Company

Osaic

Independent wealth-management platform for advisors

Osaic operates as a national platform that supports a network of independent wealth-management firms and more than 11,000 financial professionals. It offers broker-dealer and Registered Investment Advisor (RIA) services, a unified technology platform, compliance support, and broad access to investment products. The platform connects independent advisors to custody, brokerage, compliance, and investment-product access through a single interface, enabling advisors to stay independent while leveraging a large firm’s back-office and resources. Osaic differentiates itself by preserving advisor independence, avoiding pressure to push proprietary products, and growing through acquisitions to streamline operations; its goal is to simplify operations, reduce complexity, and help advisors grow their practices while serving clients effectively.

Company size
1,001-5,000
Company stage
Private
Total funding
$920M
Headquarters
Scottsdale, AZ
Founded
2016

Recently Posted Jobs

Explore more opportunities at Osaic

See more jobs