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Cambridge Investment Research

Independent broker-dealer and RIA platform provider

Director – Application and Production Operations

IT OperationsUpdated on Nov 5
Full-timeNo salary listedHybrid

About the Job

Requirements

  • Progressive leadership experience in application operations, production support, application support, site reliability, database operations, release management, or technology service operations, including leadership of managers and multidisciplinary technical teams responsible for business-critical production services.
  • Experience operating complex production environments spanning internally developed applications, commercial applications, SaaS platforms, databases, middleware, APIs, integrations, managed file transfer, enterprise scheduling, batch processing, web and application servers, and third-party dependencies.
  • Demonstrated experience establishing or governing production-support models, incident and problem management, operational readiness, service ownership, application observability, resilience, lifecycle management, or related production disciplines, with sufficient breadth to lead an integrated application and production operations function.
  • Ability to distinguish operational ownership from Development, Product, business, Infrastructure, Architecture, and Cybersecurity accountabilities and coordinate effectively across those boundaries.
  • Experience managing vendors, contracts, operating and capital budgets, forecasts, licensing, support services, and investment decisions.
  • Ability to build roadmaps, business cases, operating models, metrics, and executive communications that connect technical decisions to business outcomes.
  • Demonstrated ability to use operational data to improve service availability, restoration performance, release quality, processing reliability, vendor performance, risk reduction, or customer experience.
  • Strong judgment, communication, collaboration, stakeholder management, and leadership through incidents, competing priorities, change, and modernization.

Responsibilities

  • Lead the reliable, secure, supportable, and recoverable operation of business-critical applications and production services.
  • Establish operational ownership, standards, and governance across production support, database services, application operations, managed file transfer, batch processing, observability, release support, and assigned enterprise platforms.
  • Own service health, operational readiness, incident response, resilience, lifecycle risk, vendor performance, sustainable support models, and continuous improvement.
  • Provide direct and indirect leadership for production support, database services, and assigned application-operations and release-support capabilities, as well as contractors, consultants, and managed service providers supporting the function.
  • Conduct workforce planning, recruitment, coaching, performance management, succession planning, professional development, resource allocation, on-call and release coverage, cross-training, and organizational effectiveness.
  • Advise senior technology and business leaders on application risk, investment priorities, production service health, lifecycle exposure, and operational readiness.
  • Create transparent governance for service ownership, demand, prioritization, lifecycle decisions, releases, exceptions, and service performance.
  • Lead major incidents and executive communications with clear ownership, facts, decisions, business impact, and follow-through.
  • Build partnerships across Product, application development, architecture, infrastructure, cybersecurity, service management, finance, procurement, vendors, and business teams.
  • Use data to identify trends, remove recurring failure patterns, improve service experience, and direct investment toward high-value outcomes.
  • Promote disciplined release practices, documentation, knowledge management, cross-training, and succession planning to reduce key-person dependency.

Desired Qualifications

  • Bachelor’s degree in information technology, engineering, computer science, business, or an equivalent combination of education and experience.
  • Experience in financial services or another regulated, risk-sensitive environment.
  • Experience leading production support, application operations, service ownership, operational readiness, and major-incident practices.
  • Experience with database services and SQL platforms, ETL, enterprise scheduling, batch processing, managed file transfer, APIs, and middleware.
  • Experience with application-performance monitoring, logging and telemetry, incident-management and paging platforms, alert-quality management, and service-health reporting; tools such as Dynatrace, Azure Monitor, Application Insights, Splunk, PagerDuty, ServiceNow, or comparable enterprise platforms are preferred.
  • Experience with release and change governance, SaaS and vendor-supported applications, vendor escalation, and production acceptance.
  • Experience supporting Azure-hosted application and database services and hybrid production dependencies.
  • Experience applying ITIL, site reliability engineering, service ownership, operational readiness, and business-continuity practices. Relevant cloud, service-management, reliability, business-continuity, or related certifications are preferred.

About the Company

Cambridge Investment Research

Independent broker-dealer and RIA platform provider

Cambridge Investment Research runs an independent broker-dealer and RIA platform that supports financial professionals who run their own advisory practices by providing compliance, technology, and back-office services without forcing proprietary products. Its product acts as the back-end framework for independent advisors, with broker-dealer and RIA entities under a holding structure that gives access to brokerage services and operational support while preserving advisor independence. The company differentiates itself by remaining privately controlled, avoiding pressure from public markets or private equity, and by keeping governance aligned with founder principles. Its goal is to help independent advisors grow client-centered practices through solid infrastructure and guidance while maintaining independence and transparency.

Company size
1,001-5,000
Company stage
Growth Equity (Non-Venture Capital)
Total funding
$15.9M
Headquarters
Fairfield, IA
Founded
1981

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