Job Description

Block is looking for a Manager of Internal Audit to support our Sarbanes-Oxley (SOX) compliance program. The ideal candidate has a firm grasp of technical accounting and SOX methodologies and experience with process flow mapping, scoping / risk assessment, testing controls, and evaluating / remediating control deficiencies. You will partner with key stakeholders across the enterprise (e.g., control owners, external auditors, co-source partners, etc.) to ensure that all SOX program milestones are completed timely and accurately. Stretch opportunities may include, but not be limited to, executing and supporting the expansion of Block’s regulatory compliance (non-SOX) and operational audit programs.  You will report to the Business Process Internal Audit Lead.

You Will:

• Manage and perform SOX testing and ensure testing results are appropriately documented and communicated, including detailed review of outsourcing partner’s execution of SOX procedures

• Plan, implement, coordinate, and execute all phases of SOX compliance including leading walkthroughs, identifying / validating key controls, developing test procedures, executing and documenting testing, and reporting results

• Update SOX documentation including process flowcharts, process narratives, and risk and control matrices and evaluate controls as new systems are developed and / or processes change

• Ensure clear, concise, actionable and practical observations and recommendations, with a well-documented process for communication and clearance

• Coordinate with internal and external auditors on the annual SOX testing plan and provide support to them to ensure timely and smooth completion of SOX projects

• Manage co-source partners to ensure that SOX work is completed timely, on budget, and in accordance with agreed quality standards

• For assigned SOX areas, monitor the environment for changes that may impact the design or operating effectiveness of key controls

• Support the documentation and ongoing improvement of Block’s overall SOX methodology and risk assessment

• Promote collaborative relationships with Management and Technology Audit counterparts

• Support the execution of regulatory compliance (non-SOX) and operational audits, as needed

Qualifications

You Have:

• 5+ years in an internal audit role at (or serving clients in) a well-disciplined organization where best practices are important to the management of the business

• A BA/BS degree in Accounting, Finance or related field required; Big 4 firm experience

• Knowledge of US GAAP, COSO, PCAOB Auditing Standards, Sarbanes-Oxley, risk and controls standards and business process best practices

• Experience with technical accounting, SOX/audit methodologies, and risk management within a complex technology, financial services, or other regulated business

• Professional Certification (CPA, CIA, CISA, etc.)