CITIC CLSA

Asia-focused capital markets and investment group

Assistant Manager / Manager - Credit Risk Management, Risk

Risk ManagementConfirmed live in the last 24 hours

Full-timeHong KongNo salary listedIn-person

About the Job

Requirements

Five to ten years of relevant risk management experience in brokerage or a financial institution.
A Master’s degree in Finance, Business, or a related discipline.
Knowledge of financial products, including equities, futures and options, and over-the-counter derivatives.
Understanding of credit risk management and ability to identify relevant exposures across different products.
Experience with credit reviews and write-ups.
Proficiency in Excel, macros, and SQL.
Good written and spoken command of English, Chinese, Mandarin, and Cantonese.

Responsibilities

Review counterparty risk and ensure it remains under control.
Review and assess credit exposures arising from over-the-counter transactions.
Assist in reviewing and negotiating credit terms within master agreements, including ISDA, GMRA, and GMSLA agreements.
Review and assign appropriate internal credit ratings.
Apply familiarity with Prime Brokerage business, especially rule-based margining, portfolio stress, model calibration, and validation for linear and nonlinear products.
Review delivery-versus-payment and free-of-payment risk and ensure it remains under control.
Review and assess credit exposures arising from institutional equity business.
Use familiarity with institutional equity business to perform regular monitoring for early risk identification.
Prepare credit files and write-ups, review credit limit applications, and make recommendations to senior management for higher approval delegation.
Prepare daily credit reports and monitor credit exposures; resolve exceptions and escalate issues to senior team members as necessary.
Monitor adverse news that could deteriorate counterparty or issuer credit quality.
Produce Risk Committee and management reports.
Review and update procedures.
Support ad hoc requests from business and other internal clients.

Key Areas of Responsibilities

Reviewcounterparty riskand keep counterparty risk is under the control

Review and assess credit exposures deriving from OTC transactions

Assistin review and negotiation of credit terms within Master agreements (i.e. ISDA, GMRA, GMSLA)

Review and assignappropriate internalcredit rating

Familiar with Prime Brokerage business, especially on the model ofrulebasemargining,PortfolioStress,Modelcalibrationand validationfor linear and nonlinear products

ReviewDVP/FOPriskandensureDVP/FOPriskunderwellcontrol

Review and assess credit exposures deriving fromInstitution Equity business

Familiar withInstitution Equity business and perform regular monitoring for early risk identification

Prepare credit files and write ups, review credit limitapplicationsand makeappropriate recommendationsto senior management for higher approval delegation

Prepare daily credit reports andmonitorcredit exposures. Resolve issues when exceptions occur and properly escalate to senior team members as necessary

Monitor for adverse news which could potentially deteriorate counterparty / issuer credit quality

Produce Risk Committee and Management reports

Review and update procedures

Support ad-hoc requests from business and other internal clients

Requirements

5-10years of relevant risk management experience in Brokerage / Financial institution

Master’s degreeholder in Finance,Businessor related discipline

Possess good knowledge of financial products (i.e. Equities, Futures & Options, OTC derivatives)

Sound understanding of credit risk management, able toidentifyrelevant exposures fromdifferent products

Experienced with credit review and write-ups

A good team player, quick learner, self-motivated withstrong senseof responsibility and discipline;

Proficient in Excel / Macro/SQL

Good command of written and spoken English, Chinese (Mandarin and Cantonese)

Stay informed on CITIC CLSA Job Opportunities

Not the right fit? You can create a job alert to receive our latest job openings that meet your interest.

About the Company

CITIC CLSA

Asia-focused capital markets and investment group

CITIC CLSA provides capital markets and investment services in Asia and beyond, supporting global institutional investors, corporations, governments, and high-net-worth individuals. The company uses its award-winning research, extensive Asia network, and direct links to China to help clients access and invest in Asian markets. Its team operates across 13 countries in Asia, Australia, Europe, and the Americas, combining local knowledge with international reach. This mix helps clients execute deals, conduct in-depth market analysis, and grow their investment portfolios through China and Asia-focused opportunities. What sets CITIC CLSA apart is its deep regional network and China connections, which contrast with broader global banks and smaller regional firms. The goal is to enable clients to grow by leveraging Asia’s markets and China’s opportunities through expert advisory, research, and execution across the globe.

Company size: 1,001-5,000
Company stage: Not listed
Total funding: $834.9M
Headquarters: Central and Western District, Hong Kong
Founded: 1986

Recently Posted Jobs

Explore more opportunities at CITIC CLSA

See more jobs