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Morgan Stanley

Manages investments and advises on financing

Internal Audit Vice President - Global Financial Crimes

Internal Audit & ControlsConfirmed live in the last 24 hours
Full-timeNew York, NY, USA

About the Job

Requirements

  • At least 6 years of relevant experience.
  • Advanced knowledge of the industry, global markets, and regulations relevant to the coverage area.
  • Strong understanding of audit principles, methodology, tools, and processes, including risk assessments, planning, testing, reporting, and continuous monitoring.
  • Ability to articulate risk and impact clearly and succinctly to different audiences.
  • Ability to leverage and analyze data to inform focus and views on risk.

Responsibilities

  • Formulate and lead assurance activities to assess risks within the coverage area and the state of controls in place to mitigate them.
  • Proactively identify risks and emerging risks and factor them into risk assessment and assurance coverage.
  • Articulate actionable insights to management regarding the criticality and impact of risks to the business.
  • Partner with colleagues and stakeholders globally to drive effective working relationships.
  • Align projects and initiatives with department and coverage area priorities, and oversee the team's execution of deliverables in accordance with audit methodology and quality standards.
  • Support teams in adapting to new ways of working using effective change and project management techniques.
  • Coach and mentor others and create an inclusive work environment for the team.

Desired Qualifications

  • Experience in BSA/AML and Internal Audit.
  • Professional certifications such as CAMS, CFE, CFCS, or CIA.

About the Company

Morgan Stanley

Manages investments and advises on financing

Morgan Stanley advises companies and governments on financing and manages investments for institutions, individuals, and families. Its business combines investment banking and securities trading with wealth management and an asset-management division that invests across public and private markets. Bankers arrange stock and bond sales and advise on mergers, while advisors build client portfolios and fund managers invest money under agreed strategies. The firm earns advisory and management fees, trading revenue, commissions, and interest from lending and deposits. Morgan Stanley was founded as a partnership in 1935 and is headquartered in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1935

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