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Vanguard

Manages investment funds and retirement savings

Associate General Counsel - Fund Governance

Legal Counsel & Legal SupportConfirmed live in the last 24 hours
Full-time$152k - $268kHybrid

About the Job

Requirements

  • A minimum of ten years of related legal experience, with significant experience in corporate governance, board advisory matters, investment management, financial services, or another regulated industry.
  • Strong knowledge of governance practices, fiduciary obligations, board processes, and corporate law.
  • Ability to manage complex board and senior stakeholder relationships, navigate fiduciary obligations, and exercise sound judgment on sensitive matters.
  • Ability to synthesize complex legal and business issues, provide practical advice, collaborate effectively with regulatory and product subject matter experts, and influence at senior levels.

Responsibilities

  • Act as a strategic legal advisor on corporate governance matters and provide practical advice to trustees, directors, senior executives, and other stakeholders regarding applicable legal requirements, fiduciary obligations, governance practices, and board processes.
  • Hire, evaluate, and supervise crew; provide guidance and training to develop crew; set performance standards, review performance, and make informed compensation decisions in accordance with applicable Human Resources policies and procedures.
  • Support the governance and corporate secretary function for the Vanguard Funds Board of Trustees, its committees, and other related Vanguard fund boards, including meeting planning, agendas, board materials, resolutions, minutes, annual calendars, governance policies, and follow-up matters.
  • Partner with attorneys and professionals in the Office of the Corporate Secretary and work with fund product, compliance, risk, and business colleagues to help ensure boards receive clear, complete, and decision-useful information.
  • Review legal and governance documents and advise on board and committee materials prepared by or coordinated through the Office of the Corporate Secretary, with attention to accuracy, confidentiality, and sound governance practices.
  • Monitor and analyze legislative, regulatory, and governance developments in coordination with subject matter experts, and advise internal stakeholders about potential impacts.
  • Provide legal counsel and practical advice to business leaders addressing complex operational and corporate governance matters.
  • Assist with broader governance matters relating to affiliated company boards, including special projects and evolving business needs.
  • Direct and manage work performed by outside counsel, as appropriate.
  • Maintain knowledge of applicable law, Vanguard’s business, and the investment industry; stay informed about relevant industry, regulatory, and governance developments, trends, and leading practices; and build productive internal and external relationships.
  • Participate in special projects and perform other duties as assigned.

Desired Qualifications

  • Familiarity with the Investment Company Act of 1940, the Investment Advisers Act of 1940, and investment product governance.
  • Experience in registered funds, alternative investments, or comparable settings.

About the Company

Vanguard

Manages investment funds and retirement savings

Vanguard manages mutual funds, exchange-traded funds, and retirement investments for individuals, financial advisers, and institutions. Its Vanguard 500 Index Fund gives investors exposure to large U.S. companies by tracking the S&P 500, while its lineup also includes actively managed stock and bond funds. Clients invest through brokerage and retirement accounts, workplace plans, or advisers, and advisory services build and maintain portfolios around their goals. Fund expenses and advisory fees pay for investment management and account services, with advisory charges based on the assets managed. Founded in 1975, Vanguard is headquartered in Malvern, Pennsylvania, United States.

Company size
10,001+
Company stage
Debt Financing
Total funding
$4B
Headquarters
Malvern, PA
Founded
1975

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