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Charles Schwab

Runs investment accounts and banking services

Vice President Financial Consultant

Wealth Management & Financial AdvisoryConfirmed live in the last 24 hours
Full-timeBrea, CA, USAIn-person

About the Job

Requirements

  • A valid and active FINRA Series 7 license is required.
  • The Series 66 (or Series 63/65) license and Life & Health Insurance license must be obtained during tenure in the job.
  • CFP certification is a plus; the company offers tuition reimbursement and an internal CFP Cohort Program for candidates who have not yet obtained the designation.
  • Ability to proactively engage in warm outreach to existing and prospective clients, maintain consistent sales activity, grow a book of business, and strengthen client relationships.
  • Ability to build strong relationships, earn trust, deepen client relationships through a focused communication strategy, and exceed client expectations.
  • Ability to leverage Schwab specialists, advice guidelines, market knowledge, and client motivation to help clients progress toward their goals.
  • Openness to managing client wealth across retirement planning, education planning, investment management, banking and lending management, insurance and risk management, and estate planning.
  • Ability to adapt and implement changes as market and business conditions evolve.

Responsibilities

  • Provide holistic financial guidance to clients, including investing, retirement readiness, and education goals.
  • Serve as a trusted partner who guides clients through financial decisions.
  • Build lasting relationships and grow a practice using a book of existing Schwab clients.
  • Engage existing and prospective clients in discussions about market conditions, sound investing principles, and wealth and long-term investment strategies suited to their personal situations.
  • Provide an outstanding investor experience and continue professional development in wealth management.
  • Manage wealth on behalf of clients across retirement planning, education planning, investment management, banking and lending management, insurance and risk management, and estate planning.
  • Complete the four-week virtual Wealth Management University training, followed by a weeklong bootcamp.
  • Continue individualized development through hands-on branch training and mentorship.

Desired Qualifications

  • CFP certification.

About the Company

Charles Schwab

Runs investment accounts and banking services

Charles Schwab runs brokerage, wealth management and banking services for individual investors, employers and independent financial advisers. Its Schwab One brokerage account gives investors access to securities and mutual funds, while its adviser business supplies custody and trading support to firms that manage clients' portfolios. Customers use websites, mobile apps and branches to trade, save for long-term retirement and arrange loans against eligible assets. The group earns interest on loans and investments, asset management fees and trading charges through its operating subsidiaries. Founded in 1973, it is headquartered in Westlake, Texas.

Company size
10,001+
Company stage
IPO
Headquarters
Westlake, TX
Founded
1973

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