CITIC CLSA

Asia-focused capital markets and investment group

Assistant Operations Manager - Wealth Management, Operations

Business OperationsConfirmed live in the last 24 hours

Full-timeHong KongNo salary listedIn-person

About the Job

Requirements

A degree in Finance, Business Administration, or a related discipline is required.
At least five years of experience in the securities or futures industry is required.
Computer literacy and strong numeracy are required.
Good interpersonal and communication skills are required.
A good command of written and spoken English and Chinese, including Putonghua, is required.

Responsibilities

Assist the supervisor in monitoring internal operating procedures for strict compliance with company guidelines and policies.
Supervise team members performing transaction processing and clearing activities, including stocks, bonds, structured notes, funds, and IPOs.
Resolve trade-processing and settlement issues with external parties, including counterparties and clients.
Respond to client inquiries about settlements and account status.
Manage operational activities to ensure relevant internal and external back-office systems operate meticulously.
Assist the supervisor with new products and services offered to clients, including the user acceptance testing process.
Develop and implement comprehensive operational procedures.

Desired Qualifications

Candidates with less experience may be considered for the Operations Officer position.

Key Areas of Responsibilities

Assistsupervisor tomonitorinternal operations procedures in strict compliance with Company’s guidelines and policies

Supervise the team members on transaction processing and clearing activities includingStock, Bond and Structure Note, Fund,IPO, etc.

Resolve trade processing and settlements issues with external parties including counterparties and clients

Attend to client’s enquiry on settlement and account status matter

Manage operational activities in relevant internal and externalback officesystems areoperatingmeticulously

Assistsupervisor on new products / services to be offered to clients, including the UAT process

Develop and implement comprehensive operational procedures

Requirements

Degree holder in Finance or Business Administration or related discipline(s)

Minimum 5 years’ experience in the securities/futures industry

Robust computer literacy and high numeracy

Good inter-personal and communication skill

Good command of written and spoken English and Chinese (including Putonghua)

Less experience will be considered as Operations Officer

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About the Company

CITIC CLSA

Asia-focused capital markets and investment group

CITIC CLSA provides capital markets and investment services in Asia and beyond, supporting global institutional investors, corporations, governments, and high-net-worth individuals. The company uses its award-winning research, extensive Asia network, and direct links to China to help clients access and invest in Asian markets. Its team operates across 13 countries in Asia, Australia, Europe, and the Americas, combining local knowledge with international reach. This mix helps clients execute deals, conduct in-depth market analysis, and grow their investment portfolios through China and Asia-focused opportunities. What sets CITIC CLSA apart is its deep regional network and China connections, which contrast with broader global banks and smaller regional firms. The goal is to enable clients to grow by leveraging Asia’s markets and China’s opportunities through expert advisory, research, and execution across the globe.

Company size: 1,001-5,000
Company stage: Not listed
Total funding: $834.9M
Headquarters: Central and Western District, Hong Kong
Founded: 1986

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