Full-Time
AML Compliance Senior Specialist
Posted on 4/25/2024
Offers comprehensive digital financial services
Senior
Remote in USA
- Bachelor's Degree from a four-year college or university in a related field.
- 3-5 years of experience in the finance industry focusing on AML transaction monitoring.
- Demonstrated ability to communicate effectively with all levels of the organization and across different business lines.
- Excellent working knowledge of BSA/AML laws and regulations relative to money laundering and terrorist financing and the ability to apply this knowledge in assessing transaction activity.
- Experience with AML transaction monitoring systems.
- Administering anti-money laundering policies and procedures.
- Excellent organizational, verbal, written and interpersonal skills are required.
- Must be able to multitask, adapt well to changing priorities and effectively prioritize workflow to meet critical deadlines.
- Ability to work in a fast-paced, demanding, and changing environment; must work well under pressure.
- Excellent analytical skills required
- Conduct AML investigations to evaluate whether AML risks derived from alerts and cases generated from manual and automated transaction monitoring alerts/cases are risk-relevant and may warrant a SAR filing to be prepared. Ensure alert and case determinations are appropriate, fully supported, clearly documented.
- Conduct Continuing Activity Reviews based on previously SARs filed and determine whether a subsequent filing is appropriate based on facts and circumstances.
- Conduct investigations related to 314(a) matches, 314(b) requests and law enforcement inquiries as necessary
- Maintain a thorough comprehension of AML typologies related to retail banking and wealth management.
- Conduct research utilizing available systems, databases, and the internet, consistent with the resolution of investigations.
SoFi offers a range of modern financial products and services, utilizing innovative technologies to support borrowing, saving, spending, investing, and financial protection, enabling financial independence and goal attainment. The company leverages technology to provide comprehensive financial solutions, focusing on innovative methods to support its offerings.
Company Stage
IPO
Total Funding
$6.2B
Headquarters
San Francisco, California
Founded
2011
6 month growth
↑ 0%1 year growth
↑ 2%2 year growth
↑ 11%Benefits
You’re taken care of. SoFi employees receive comprehensive health, vision, dental, life insurance, and disability benefits—as well as flexible time off, fitness, fertility, and family planning options.
Realize your ambitions. We want to help our employees achieve financial freedom, just like our members. That’s why we contribute $200 per month toward your student loans to help pay down your debt—plus free financial classes.
Never stop learning. We offer frequent training, mentorship opportunities, and leadership programs to develop our people. We also cover tuition costs for approved programs, up to $5,250 per year.