Wealth Advisor

LPL Financial welcomes advisor Chris Stockton. "Joining LPL allows me to pair the independence my clients expect with the resources and technology needed to serve them at an even higher level." - Chris Stockton Last Edited by: LPL Financial Last Updated: August 18, 2026 SAN DIEGO - August 18, 2026 - LPL Financial LLC announced today that financial advisor Chris Stockton, CEPA, has joined LPL Financial's broker-dealer and Registered Investment Advisor (RIA) platform. Stockton reported serving approximately $160 million in advisory, brokerage and retirement plan assets* and joins LPL from Edward Jones. Based in Stillwater, Okla., Stockton is the founder of Guidepost Wealth Management and brings seven years of industry experience serving individuals, families, business owners and retirees. A graduate of Oklahoma State University with degrees in finance and management, Stockton built his practice around a simple philosophy: helping clients navigate life's financial decisions with clarity, confidence and personalized guidance. "We chose the name Guidepost because our goal is to provide clarity for the path ahead," Stockton said. "That philosophy is rooted in the principles of Philippians 2:4, which emphasizes putting the interests of others first. Whether we're helping clients navigate retirement, the sale of a business or another major life transition, our mission is to simplify complex financial decisions and serve people with genuine care." Guidepost Wealth Management serves a diverse client base, including business owners, growing families, retirees and individuals navigating significant life transitions. Stockton is particularly passionate about helping clients through complex financial and personal events, from the sale of a business to the loss of a loved one, with a focus on simplifying financial planning and providing support during times of uncertainty. The practice also includes Administrative Assistant Ashley Mayfield. Stockton's approach combines comprehensive financial planning with a deeply personal service model. In addition to working with clients on investment and retirement strategies, he regularly assists with broader financial decisions and financial education initiatives within the Stillwater community, including speaking to college students about financial awareness and long-term planning. Why Chris Stockton chose LPL. Stockton selected LPL for its combination of independence, stability, advanced technology and robust back-office support. He was particularly drawn to LPL's scale and long-standing reputation, as well as the ability to access modern planning tools while maintaining the flexibility to serve clients according to his own vision. "Joining LPL allows me to pair the independence my clients expect with the resources and technology needed to serve them at an even higher level," Stockton said. "From sophisticated financial planning capabilities to estate planning resources and innovative client solutions, LPL provides the support and flexibility to help me continue growing my practice while staying focused on what matters most - serving my clients." "What stands out about Chris is his genuine commitment to helping clients navigate both the financial and personal milestones that shape their lives," said Marc Cohen, chief growth officer at LPL Financial. "He has built Guidepost Wealth Management on a foundation of trust, service and clarity during times of change. We are excited to welcome Chris and Guidepost Wealth Management to LPL and support their continued impact in the Stillwater community." About LPL Financial LPL Financial Holdings Inc. (Nasdaq: LPLA) is among the fastest growing wealth management firms in the U.S. As a leader in the financial advisor-mediated marketplace, LPL supports more than 32,000 financial advisors and the wealth management practices of approximately 1,100 financial institutions, servicing and custodying approximately $2.6 trillion in brokerage and advisory assets on behalf of approximately 8 million Americans. The firm provides a wide range of advisor affiliation models, investment solutions, fintech tools and practice management services, ensuring that advisors and institutions have the flexibility to choose the business model, services, and technology resources they need to run thriving businesses. For further information about LPL, please visit www.lpl.com. Securities and advisory services offered through LPL Financial LLC ("LPL Financial"), a registered investment adviser and broker-dealer. Member FINRA/SIPC. Guidepost Wealth Management and LPL Financial are separate entities. Throughout this communication, the terms "financial advisors" and "advisors" are used to refer to registered representatives and/or investment advisor representatives affiliated with LPL Financial. LPL Financial, LLC routinely disclose information that may be important to shareholders in the "Investor Relations" or "Press Releases" section of its website. *Value approximated based on asset and holding details provided to LPL from end of year, 2025. Tracking #1155126

Five takeaways from LPL Focus 2026. Scaling for Growth: what Camelback Wealth heard from advisors at FOCUS 2026. Jeff Buchbinder | Chief Equity Strategist Last Updated: August 11, 2026 As advisors gathered at FOCUS 2026, conversations at the LPL Research booth highlighted a common theme: advisors are looking for ways to scale their businesses, enhance portfolio implementation, and deliver increasingly sophisticated strategies for clients. LPL broadly, and LPL Research specifically, have expanded offerings to help advisors do just that. * OCIO Services Generating Strong Advisor Interest. As advisory practices grow and client expectations evolve, many advisors are increasingly focused on how to scale investment management capabilities while maintaining personalized client experiences. That trend, and a shout out from Chief Wealth Officer Aneri Jambusaria on the main stage, help explain the growing interest in OCIO solutions at LPL Focus. OCIO services can provide access to institutional research, portfolio construction support, manager oversight, and ongoing investment management resources. Conversations with advisors suggest they increasingly view OCIO not only to enhance operational efficiency, but also as a potential catalyst for growth, helping them deepen client relationships and allowing more time for business development. * Building Block Models Spark Curiosity. Many advisors stopped by the Research booth to learn more about the newly launched Building Block models (again, a shoutout on the main stage is an effective way to drum up interest in new offerings). Discussions with advisors centered on flexibility, customization, and blending their own market views with LPL Research portfolios. Interest in these models underscores a desire for scalable solutions that still allow for personalization and differentiation. They allow for greater control over asset allocation than multi-asset models while also freeing advisors from spending a lot of time selecting individual investments. * AI Can Be a Multiplier for Growth. Another theme that emerged throughout FOCUS - and this one will be no surprise to anyone - was the growing role of artificial intelligence in advisory practices. Advisors expressed strong interest in how AI can help improve efficiency, streamline workflows, and create more time for meaningful client interactions. This aligns closely with LPL Research's "Mind + Machine" approach, which combines the power of technology with human judgment to help deliver investment outcomes. While AI can enhance productivity and allow advisor offices to do more with less, Camelback Wealth recognize that trust, relationships, and personalized advice remain at the core of the client experience and aren't going away. For more on LPL's new agentic AI tool for advisors, read this recent press release on the future of advice. * ETF Adoption Continues to Accelerate. Another frequent topic of discussion among advisors and LPL Research was the continued shift from mutual fund-based models to ETF-based models. ETF model assets managed by LPL Research grew 44.4% year over year compared with 9.9% for mutual fund models. If current growth trends persist, ETF model assets could surpass mutual fund model assets within two years. While the exact timing remains uncertain, positive ETF flows and higher growth rates suggest the transition toward ETF-based implementation is likely to continue. * LPL Advisors Pleased With Path Research Is On. Feedback Camelback Wealth has received so far at the Research booth has been very positive. Advisors appreciate its responsiveness. Its breadth of portfolios. Its resources (talent and tools). Its Midyear Outlook publication. Its new interactive performance dashboard. Its equity research capabilities, including focus lists and individual company tear sheets. And, finally, its accessibility. Camelback Wealth pride ourselves on that last one. Camelback Wealth hope LPL advisors have experienced that. Camelback Wealth is here to help. If there is something Camelback Wealth is not doing that you would like Camelback Wealth to do, just ask. Its team is now about 70 talented professionals strong. With mind and machine together, Camelback Wealth can do much more. You'll hear more about it later this morning when Chief Investment Officer Marc Zabicki takes the main stage. Last year at this time in its Focus takeaways article, Camelback Wealth referred to LPL Research as a team on the rise. At this point, Camelback Wealth think it's fair to say the team has arrived. On behalf of LPL Research, to all LPL advisors, thank you for your partnership and enjoy the rest of the LPL Focus conference whether you are there in person or watching online. Important Disclosures. This material is for general information only and is not intended to provide specific advice or recommendations for any individual. There is no assurance that the views or strategies discussed are suitable for all investors. To determine which investment(s) may be appropriate for you, please consult your financial professional prior to investing. Investing involves risks including possible loss of principal. No investment strategy or risk management technique can guarantee return or eliminate risk. Indexes are unmanaged and cannot be invested into directly. Index performance is not indicative of the performance of any investment and does not reflect fees, expenses, or sales charges. All performance referenced is historical and is no guarantee of future results. This material was prepared by LPL Financial, LLC. All information is believed to be from reliable sources; however LPL Financial makes no representation as to its completeness or accuracy. Unless otherwise stated LPL Financial and the third party persons and firms mentioned are not affiliates of each other and make no representation with respect to each other. Any company names noted herein are for educational purposes only and not an indication of trading intent or a solicitation of their products or services. Asset Class Disclosures - International investing involves special risks such as currency fluctuation and political instability and may not be suitable for all investors. These risks are often heightened for investments in emerging markets. Bonds are subject to market and interest rate risk if sold prior to maturity. Municipal bonds are subject and market and interest rate risk and potentially capital gains tax if sold prior to maturity. Interest income may be subject to the alternative minimum tax. Municipal bonds are federally tax-free but other state and local taxes may apply. Preferred stock dividends are paid at the discretion of the issuing company. Preferred stocks are subject to interest rate and credit risk. They may be subject to a call features. Alternative investments may not be suitable for all investors and involve special risks such as leveraging the investment, potential adverse market forces, regulatory changes and potentially illiquidity. The strategies employed in the management of alternative investments may accelerate the velocity of potential losses. Mortgage backed securities are subject to credit, default, prepayment, extension, market and interest rate risk. High yield/junk bonds (grade BB or below) are below investment grade securities, and are subject to higher interest rate, credit, and liquidity risks than those graded BBB and above. They generally should be part of a diversified portfolio for sophisticated investors. Precious metal investing involves greater fluctuation and potential for losses. The fast price swings of commodities will result in significant volatility in an investor's holdings. This research material has been prepared by LPL Financial LLC. Not Insured by FDIC/NCUA or Any Other Government Agency | Not Bank/Credit Union Deposits or Obligations | Not Bank/Credit Union Guaranteed | May Lose Value For Public Use - Tracking: #1158061

RWM market minute | august 10, 2026. * | At LPL's National Conference in San Diego * | Learning how AI can enhance the advisor experience * | Exploring how these advancements can ultimately benefit clients * | Reflecting on tariffs, trade, and the broader economic environment * | A few more meetings before heading back to the office