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JP Morgan Chase

Runs a consumer bank and an investment bank

Assistant General Counsel - Asset Management, Vice President

Legal Counsel & Legal SupportUpdated on Nov 9
Full-time$156.8k - $242kIn-person

About the Job

Requirements

  • A Juris Doctor degree is required.
  • A minimum of 5 years of relevant law firm experience is required.
  • Experience negotiating side letters and other investor terms is required.
  • Knowledge of investment management legal issues, including pertinent regulations and guidance on investment advisory matters, is required.
  • Knowledge of relevant laws, such as the Investment Advisers Act, is required.
  • Demonstrated legal analytical, drafting, and negotiation skills are required.
  • Strong interpersonal, verbal and written communication, and organizational skills are required, with the ability to serve as a trusted advisor to business partners or clients.
  • Ability to work independently, prioritize multiple projects, and manage competing deadlines effectively is required.
  • A proactive, responsive, dynamic, solutions-oriented approach and strong judgment are required.
  • Candidates must be licensed to practice law in the country of employment and successfully complete a conflicts of interest clearance review before employment.

Responsibilities

  • Provide legal advice and counsel to the J.P. Morgan Asset Management Americas Institutional asset management business, focusing on OCC-regulated collective funds and general institutional client matters.
  • Provide legal support and advice regarding funds, separately managed account mandates, sub-advisory arrangements, and other products and solutions.
  • Advise the business on legal and regulatory issues related to the formation, structuring, and management of investment products, including drafting, reviewing, and negotiating investment management agreements, side letters, and other contracts.
  • Provide distribution-related legal support for institutional asset management products, including partnering with stakeholders on product positioning, regulatory considerations, and client communications.
  • Work with the Legal Department and control functions such as Compliance and Risk to identify, escalate, and resolve issues, coordinating across regions as needed.
  • Participate in business committees and collaborate with colleagues across product strategy and development, finance, marketing, portfolio management, compliance, risk, and the Legal Department.
  • Oversee and manage outside counsel, including engagement scope, spend management, and quality control.
  • Coordinate with other divisions within Asset and Wealth Management as needed.
  • Provide legal support for institutional client diligence, including due diligence questionnaires and responses to requests for proposal.
  • Provide legal support for special projects and cross-business initiatives.
  • Perform additional duties as assigned to ensure high-quality legal support for the business.

Desired Qualifications

  • In-house experience supporting an asset management or investment management business.
  • Experience with institutional separately managed accounts, sub-advisory arrangements, and complex client negotiations.
  • Understanding of OCC Regulations, ERISA, and the Bank Holding Company Act.
  • Experience with the Investment Company Act.
  • Familiarity with the Securities and Exchange Commission marketing rule and related advertising and solicitation considerations.
  • Knowledge of the Securities Act of 1933 and the Securities Exchange Act of 1934 in relevant contexts.
  • Experience supporting cross-border matters, including Europe, Middle East and Africa and Asia Pacific nexus.

About the Company

JP Morgan Chase

Runs a consumer bank and an investment bank

JPMorgan Chase runs the largest bank in the United States, which serves households and small businesses as Chase and large companies, governments, and investors as J.P. Morgan. During the 2008 financial crisis it bought the failing investment bank Bear Stearns and lender Washington Mutual, and in 2023 it took over First Republic Bank after regulators seized it. Chase takes deposits and earns interest on credit cards, mortgages, and car loans, while the investment side earns fees for advising on mergers, raising money for companies, trading stocks and bonds, and managing wealth. Formed in a 2000 merger, JPMorgan Chase traces its roots to 1799 and is based in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1799

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