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UBS

Global bank and wealth management group

Associate Market Executive

Wealth Management & Financial AdvisoryConfirmed live in the last 24 hours
Full-timeNo salary listedIn-person

About the Job

Requirements

  • SIE, Series 7, Series 66, Series 9, and Series 10 licenses are required.
  • Fluency in Mandarin and/or Cantonese is required.
  • Demonstrated success managing complex initiatives and multiple stakeholders.
  • Business acumen and a strong understanding of wealth management, financial advisor practice management, and business development.
  • Knowledge of cross-border business practices, international client relationships, country-specific considerations, international regulatory frameworks, and client service models.
  • Strong understanding of compliance, supervisory, and operational risk requirements.
  • Experience managing complex and sensitive business situations.
  • Ability to build credibility with senior leaders, advisors, and business partners through communication and stakeholder management.
  • Ability to use AI to improve workflows with sound judgment, validate outputs, and align use with policies, risk standards, and ethical requirements.

Responsibilities

  • Partner with Market Executives and Market Directors to execute strategic priorities, drive business growth, and achieve market performance objectives.
  • Lead initiatives focused on revenue growth, net new asset acquisition, advisor productivity, client acquisition, and market profitability.
  • Serve as the primary advisor on Financial Advisor compensation matters, partnering with advisors, market leadership, and business stakeholders.
  • Coach and support Financial Advisors in business planning, practice management, prospecting strategies, pricing decisions, and complex client situations.
  • Identify opportunities to increase assets under management, deepen client relationships, expand market share, and improve advisor effectiveness.
  • Support recruitment, onboarding, succession planning, and leadership development initiatives for Financial Advisors and Field leaders.
  • Oversee market business activities, referral programs, and international and cross-border initiatives, including the Country Coverage framework, while ensuring compliance with applicable regulatory requirements.
  • Partner with operations, administrative, and client service teams to drive process improvements, organizational effectiveness, client retention, and an enhanced advisor and client experience.
  • Help lead execution of business objectives across the International Market, supporting business growth, Financial Advisor success, operational and administrative effectiveness, governance and risk management, recruiting, and talent development.
  • Connect leadership, advisors, operations, client service, risk, compliance, and corporate partners to deliver a strong client experience and sustainable market growth.

About the Company

UBS

Global bank and wealth management group

UBS is a Swiss multinational bank and the world’s largest wealth manager. It serves private, corporate, and institutional clients worldwide through four divisions—Global Wealth Management, Personal & Corporate Banking, Asset Management, and Investment Bank—offering services from investment advice and portfolios to everyday banking and lending. Its size and diversified business lines set it apart, and its 2024 merger with Credit Suisse expanded its client base and capabilities. The goal is to grow client assets, provide comprehensive financial solutions, and maintain profitability across a global network.

Company size
10,001+
Company stage
IPO
Headquarters
Zurich, Switzerland
Founded
1998

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