B

Bank of America

Runs a US consumer bank, brokerage and investment bank

GCB Social Media and Ecommunications Supervision Lead

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeNo salary listed

About the Job

Requirements

  • A bachelor's degree or equivalent and 5 years of relevant experience in financial services, electronic communications supervision, compliance, risk management, or regulatory governance.
  • An active Financial Industry Regulatory Authority (FINRA) Series 24 license.
  • Strong knowledge of FINRA, Securities and Exchange Commission (SEC), recordkeeping, supervision, and electronic communications requirements.
  • Experience with surveillance, monitoring, archival, and case management platforms.
  • Experience managing governance processes, control execution, issue remediation, audits, or regulatory reviews.
  • Ability to assess risk, make sound judgments, and escalate issues appropriately.
  • Strong program management, analytical, and problem-solving skills.
  • Ability to influence and communicate effectively across business, technology, and control functions.
  • Ability to independently lead and drive initiatives with limited direction and supervision.
  • Ability to work collaboratively and independently, with effective time and organization management.
  • Ability to adapt to changing business needs and apply critical thinking to drive change.
  • Proficiency in Copilot, PowerPoint, Excel, and SharePoint, with the ability to quickly learn new programs and applications.

Responsibilities

  • Maintain a scalable, well-controlled program enabling bankers to use approved social media and electronic communications capabilities while meeting firm policy, recordkeeping, supervision, and regulatory requirements.
  • Lead oversight, governance, and the supervisory framework for GCB's regulated and non-regulated social media program and other electronic communications platforms.
  • Provide subject matter expertise on social media compliance, electronic communications supervision, regulatory requirements, and risk management, partnering across Compliance, Risk, Legal, Technology, Marketing, and business teams.
  • Ensure employee use of social media and electronic communications aligns with firm policy, regulatory obligations, and supervisory expectations while supporting business growth and brand visibility in a controlled environment.
  • Partner with Sales Enablement and Business Control team members to coordinate execution of program objectives and requirements.
  • Provide ongoing coaching and guidance to designated Market Executive Series 24 principals serving as backup supervisors during absences or extended leave.
  • Serve as a Series 24 registered principal providing supervisory oversight of GCB regulated and non-regulated employee social media activity and the Salesforce electronic communications platform.
  • Lead social media governance activities, supervisory reviews, and oversight processes across LinkedIn.
  • Review and assess employee profiles, posts, comments, reactions, shares, reposts, and other electronic communications for compliance with firm policies and regulatory requirements.
  • Provide Series 24 review and approval of the GCB President's social media posts, serving as backup to the primary approver.
  • Serve as the primary Series 24 approver for GCB marketing materials intended for websites and other media channels, coordinating with other registered principals as needed.
  • Own social media supervisory procedures, standards, and governance documentation.
  • Partner with Compliance, Legal, Risk, Marketing, and business stakeholders to maintain a compliant and scalable social media program.
  • Own current and ongoing enhancement of surveillance lexicons, monitoring rules, and policy controls supporting the social media supervision program.
  • Identify, investigate, and escalate potential compliance, regulatory, reputational, and conduct risks.
  • Track issues through remediation and ensure timely closure of corrective actions.
  • Evaluate emerging social media risks, regulatory developments, and industry trends to enhance program effectiveness.
  • Execute and oversee supervisory controls, quality assurance reviews, and evidence management processes.
  • Maintain audit-ready documentation supporting supervisory decisions and program governance.
  • Support regulatory examinations, internal audits, risk assessments, and compliance reviews.
  • Partner with control functions to address findings and implement sustainable corrective actions.
  • Act as the process owner for the Social Media Single Process Inventory (SPI).
  • Lead administration and continuous improvement of the social media supervision program.
  • Develop and deliver executive reporting, management dashboards, SPI reporting, key risk indicators, and performance metrics.
  • Analyze program trends and provide actionable recommendations to senior leadership.
  • Drive strategic initiatives that improve supervision effectiveness, operational efficiency, and employee experience.

Desired Qualifications

  • Experience leading a regulated social media governance or supervision program.
  • Knowledge of LinkedIn, social media compliance technologies, and electronic communications surveillance tools.
  • Experience supporting broker-dealer, banking, or other highly regulated financial services environments.
  • Proven ability to design, enhance, and operationalize governance frameworks and supervisory controls.
  • Seasoned understanding and use of artificial intelligence, including Copilot.

About the Company

Bank of America

Runs a US consumer bank, brokerage and investment bank

Bank of America runs one of the largest US banks, serving consumers, small businesses, wealthy families, corporations and institutional investors. Alongside checking accounts, credit cards, mortgages and business loans, it owns the Merrill brokerage, a private bank for wealthy clients and a global investment bank that advises on deals and trades stocks and bonds. Customers reach it through thousands of branches and ATMs and its mobile banking app. It earns money mainly from the gap between what it charges on loans and pays on deposits, plus fees from advice, asset management, deal work and trading. It grew from a San Francisco bank founded in 1904 and is headquartered in Charlotte, North Carolina.

Company size
10,001+
Company stage
IPO
Headquarters
Charlotte, NC
Founded
1904

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