Legal Risk & Compliance Manager - Lender Due Diligence

You Belong Here

The Protiviti Career providesopportunityto learn, inspire, and advance within a collaborative and inclusive culture. We hire curious individuals for whom learning is a passion. We lean into our mission: We Care. We Collaborate. We Deliver.

At every level, we champion leaders wholiveour values ofintegrity, inclusion, innovation, and commitment to success. Imagining our work as a journey, we believe integrity guides our way, inclusion moves us forward together, innovation creates new destinations, and our commitment to success empowers us to deliver on our vision to be the most trusted global consulting firm.

Where We Need You

Protiviti is looking for aRisk & ComplianceManager to join our growingLender Due Diligenceteam. 

Protiviti’s Financial Services practice is widely recognized as a leading provider of consulting services across the three lines of defense for financial institutions. We empower our clients to be more effective and efficient in a way that is risk-sensitive,regulatorycompliant, well controlled, and enabled by leading technologies. 

What You Can Expect

As aManager,you’llpartner with our clients toidentifyand manage risk.You'lldevelop strategies to solve complex business problems using new ways of thinking, and devise solutions to support your clients' needs through using the latest tools and methods. You’lldevelop lasting relationships with client personnel and further these relationships through quality product delivery. You’llfoster a network within the business community and serve as an ambassador of Protiviti in the market.You will also be a mentor and provide performance development to teams as you oversee the successful completion of project work plans.By focusing on clients and engagements in the financial services industry,you’llpartner with highly regulated clients and deepen yourexpertisein financial services regulations.

What Will Help You Be Successful

• You enjoyhelpour clients to address key credit risks and concerns by performing reviews of the “target” company (our client’s customer) and the assets that are part of a lending transaction (collectively, the “deal”).

• You are motivated to learn and interested in all things related toLender Due Diligence/reviews, including the latest trends and developments. 

• You are passionate about building relationships with clients and providing exceptional experiences.

• You have an inherent interest in project management and team leadership. 

• You promote a positive team culture that fosters open communication among all engagement team members. 

• You create development opportunities for others, including participating in the creation and rollout of training, and ways for your team to improve our clients and communities.

• You haveinterestin contributing to the preparation of client proposals and strategies to win new business. 

• You excel atidentifyingopportunities to integrate product solutions and resources to improve client service capabilities.

• You haveinterestin working with a diverse portfolio of clients acrosstheFinancial Servicesindustry. 

Do Your Talents Include the Following?

Demonstrated experience with:

• Strong auditing experience in the areas of credit risk and the related processes, controls, and reporting for different asset classes.Priorlender due diligence experience, especially for securitization conduit and/or warehouse facilities, is a plus.

• Prior securitization/structured finance experience in any of the various asset classes (ABS, RMBS, CMBS, CLO) with ABS or CLO experience being the most preferred.

• General financialaccounting background and experience. 

• Knowledge of receivables (loans, trade, etc.) accounting and transaction processing.

• Performingan agreed-upon set of procedureswhich may include the evaluationofcollateral, thetarget company’s processes, reportingcapabilitiesand quality of data associated with those assets.

• Evaluating, summarizing, organizing, and interpreting data. 

• Ability to work successfully in a fast-paced, client service focused, consultative work environment and contribute to the engagement team’s success.

• Establishing and cultivating business relationships and a professional network,including withsenior executives. 

• Successfully pursuing business development opportunities andidentifyingand implementing strategies to obtain new work or clientele. 

• Ability to translate and communicateLender Due Diligenceissuesto client personnel, including executives. 

• Leadership and direct supervisory experience of teams including conducting performance appraisals,mentoringand coaching, oversight and review of work, coordination across teams, and understanding how to motivate.  

Your Educational and Professional Qualifications

• Bachelor’s degree ina relevantdiscipline.

• 5+ years working inworking in internal audit, consulting, assurance services, or related field, either in professional services or industry.

• Proficiencyin Microsoft Office suite applications with specific emphasis on Word,Exceland PowerPoint. Secondary emphasis on Visio and Access.

• Professional Certification such asCPA, CIA, FRM,or similar strongly preferred. 

Our Hybrid Workplace

Protiviti practices a hybrid model, which is a combination of working in person with a purpose and working remotely. This model creates meaningful experiences for our people and our clients while offering a flexible environment. The ratio of remote to in-person requirements vary by client, project, team, and other business factors. Our people work both in-person in local Protiviti offices and on client sites, which can include local or out-of-state travel based on our projects and client requests and commitments.