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SS&C

Cloud-based SaaS for financial operations

Director Internal Audit

Internal Audit & ControlsPosted on Nov 6
Full-timeNo salary listed

About the Job

Requirements

  • At least 10 years of experience in internal audit, advisory, and external audit within the financial services sector.
  • Deep understanding of Australian regulatory frameworks, including APRA and ASIC requirements and CPS 220, CPS 510, and CPS 520; IIA Standards; and substantial experience issuing third-party assurance reports, including ASAE, GS007, and ISAE reports.
  • Strong leadership skills and experience engaging with executive stakeholders.
  • Demonstrated success delivering practical, value-driven recommendations through agile audit delivery in response to evolving business and risk landscapes.
  • Extensive experience advising senior executives on governance, risk management, and operational and IT control improvements.
  • Advanced expertise in Superannuation Member Administration, Investment Administration, Registry operations, and IT governance and security standards.

Responsibilities

  • Develop and lead delivery of a risk-based operational and IT audit plan and advisory engagements aligned with regulatory requirements and organisational risk priorities.
  • Provide practical, value-driven controls advice to management to help build and mature a strong control environment.
  • Build trusted relationships with senior leadership, support ongoing consultation, actively participate in key risk and compliance committees, and coordinate assurance activities with external parties.
  • Contribute to the Global Internal Audit function, exercising initiative and independent judgment to enhance audit activities and outcomes.
  • Assess the impact of business changes on internal controls and adjust the audit plan and approach as needed.
  • Support strategic initiatives, including automation projects and new business activities.
  • Manage the audit lifecycle, including risk assessment, scoping, planning, scheduling, resource allocation, and achievement of quality and productivity targets.
  • Partner with management to communicate audit findings, deliver value-adding recommendations, and strengthen internal control frameworks.
  • Mentor and develop Internal Audit team members, promoting a culture of continuous improvement.
  • Assist management with regulatory readiness assessments, including CPS 230, CPS 234, and RG 271, and third-party reporting readiness assessments, including ASAE, GS007, and ISAE.

Desired Qualifications

  • A professional certification such as CPA, CA, CIA, or CISA, or equivalent.

About the Company

SS&C

Cloud-based SaaS for financial operations

SS&C Technologies provides cloud-based software and services for financial services firms, focusing on investment and asset management. Its subscription-based SaaS tools automate back-office tasks, portfolio and investment management, and related workflows, all hosted in the cloud. The platform integrates with other financial systems to manage assets, processing, reporting, and compliance from a single place, helping reduce manual work and costs. By offering breadth across wealth, asset, and property management with a services-enabled SaaS model, its goal is to automate, standardize, and optimize back-office operations so firms can focus on managing investments and client relationships.

Company size
10,001+
Company stage
IPO
Headquarters
Windsor, CT
Founded
1986

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