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LPL Financial Holdings

Independent broker-dealer platform for financial advisors

Financial Advisor

Wealth Management & Financial AdvisoryConfirmed live in the last 24 hours
Full-timeOverland Park, KS, USAIn-person

About the Job

Requirements

  • Series 7 and Series 66, or Series 63 and Series 65, are required.
  • An insurance license is required.
  • At least three years of investment sales experience are required.

Responsibilities

  • Service an existing book of business upon hire.
  • Build a client base through the bank’s referral system and identify new clients through the bank’s client base.
  • Support current clients across several branch territories with their financial goals.
  • Create client solutions without proprietary products and tailor solutions to clients’ goals.

About the Company

LPL Financial Holdings

Independent broker-dealer platform for financial advisors

LPL Financial runs the largest independent broker-dealer network in the United States, providing a platform of services and support to financial advisors and institutions. It helps advisors manage client wealth by offering technology, research, clearing and compliance services, and practice management programs. Advisors access a flexible, non-proprietary environment where they can tailor financial recommendations for clients, with revenue coming from fees for services, securities commissions, and asset-based fees. The company supports more than 28,000 financial advisors and oversees over a trillion dollars in advisory and brokerage assets, distinguishing itself through its breadth of back-office capabilities, scalable platform, and emphasis on independence for its advisors. Its goal is to enable independent financial advisors to grow their businesses and deliver personalized investment solutions to their clients.

Company size
10,001+
Company stage
IPO
Headquarters
San Diego, CA
Founded
1989

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