Regulatory Reporting Senior
No salary listed
Mid, Senior
Master's
Bengaluru, Karnataka, India
In Person
Risk & ComplianceRegulatory Compliance & Ethics
About the job
Requirements
- Four to six years of experience, including at least two to three years of senior experience in the BCM or WAM industry; exposure to a US-based asset management or fund administration firm is an added advantage.
- A master's degree in accounting or finance is mandatory.
- Clear written and verbal communication skills.
- Knowledge of regulatory reporting, validations, reconciliations, and general adjustment processes is a plus.
- A general understanding of US GAAP and mutual fund regulations is a plus.
- Versatility and a good understanding of technology platforms, frameworks, and tools.
- Ability to participate in selecting regulatory tools, frameworks, and methodologies, and to recommend and assist with their implementation.
- A fair understanding of technology frameworks and data systems across the WAM sector.
- Good knowledge and understanding of the WAM domain and deep knowledge of capital market OTC derivative products, including equity, commodities, currencies, rates, cash, and credit.
- Knowledge of risk function deliverables such as key risks and controls, and their testing.
- Thorough understanding of different product taxonomies in regulatory reporting.
- Understanding of BRDs is an added advantage.
- Experience with at least one relevant regulatory reporting platform.
- Exposure to Python or R-based analytics tools.
- Ability to handle all levels of complexity in the area of operation.
- Attention to detail, proficiency with Microsoft Word, Excel, and PowerPoint, analytical skills, and effective interaction with stakeholders.
- Ability to function in a fast-paced, deadline-driven environment.
- Fair knowledge of capital market instruments.
- US visa readiness is preferred.
- Ownership, accountability, sound judgment, and a continuous improvement mindset.
Responsibilities
- Work as a senior professional across multiple workstreams or clients as part of the regulatory reporting BAU/production team.
- Interact with clients and third parties, including fund administrators, on data and production matters.
- Facilitate conversations between business and technology teams to determine product features and implementation approaches.
- Prepare and review workpapers needed to file forms and reports with complete accuracy.
- Work independently with minimal supervision.
- Provide technical guidance to the team and clients as needed.
- Work to deadlines, potentially on a US time schedule.
- Participate in project management as needed.
- Mentor, train, and inspire staff to meet project objectives.
- Develop and deliver training on new or upcoming initiatives for team members.
- Work with technology and US teams to identify process improvements and promote automation.
- Drive process optimization, automation, and standardization initiatives to improve operational efficiency and scalability.
- Demonstrate knowledge of AI trends, opportunities, and risks in operations; support AI-driven process improvements, encourage responsible AI adoption, and contribute to efficiency and continuous improvement initiatives.
- Foster accountability, collaboration, continuous improvement, and operational excellence.
- Make decisions, optimize processes, manage resources, and oversee team management as needed for task execution.
- Allocate personnel, supervise team members, assign tasks, ensure the team has the tools and support needed, and evaluate performance against organizational goals.
Desired Qualifications
- Exposure to a US-based asset management or fund administration firm.
- Experience with regulatory reporting, validations, reconciliations, or general adjustment processes.
- A general understanding of US GAAP and mutual fund regulations.
- Understanding of BRDs.
- US visa readiness.
About the company
EY is a global professional services firm that offers consulting, assurance (audits), tax, and transaction advisory services to a wide range of clients including corporations, SMEs, and government entities. It earns fees for these services and uses its industry expertise and a worldwide network to help clients optimize operations, manage risk, and achieve sustainable growth. EY differentiates itself through its scale and reach, industry specialization, focus on end-to-end services, strategic alliances, and emphasis on innovation and sustainability, including improving audit quality and addressing digital economy needs and supply chain visibility. The company’s goal is to help clients navigate complex regulatory and business environments, transform finance and tax functions, and drive efficiency and resilience across their operations.
Company Size
1,001-5,000
Company Stage
N/A
Total Funding
N/A
Headquarters
London, United Kingdom
Founded
1991
Get referred to Ernst & Young
See people who can refer or advise you
Simplify's Take
What believers are saying
- EY.ai Agentic for Sales launched March 2, 2026 with Snowflake and Canva.
- EY uses client-zero deployments, scaling Copilot across 400,000 people by May 2026.
- EY’s 2026 AI assurance push monetizes client demand for governance, controls, and risk reviews.
What critics are saying
- Sabah filed RM2.4 billion audit-negligence claims against EY on July 30, 2026.
- EY set aside £188 million in March 2026 after NMC, Shell, and Made.com scrutiny.
- Repeated audit failures can destroy trust, trigger client defections, and shrink the franchise permanently.
What makes Ernst & Young unique
- EY Canvas processes 1.4 trillion journal-entry lines across 160,000 global audits.
- EY-Microsoft invested US$1b+ in May 2026 to industrialize enterprise AI delivery.
- EY launched agentic audit AI on April 7, 2026, spanning Assurance and AI assurance.
Help us improve and share your feedback! Did you find this helpful?
Benefits
- Professional Development Budget
- Flexible Work Hours
- Remote Work Options