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RenaissanceRe

Global reinsurance provider mitigating catastrophic risks

Assistant Vice President Compliance Manager

Regulatory Compliance & EthicsUpdated on Nov 15
Full-timeNew York, NY, USA

About the Job

Requirements

  • A minimum of 5 years of experience in a compliance function for an SEC-registered investment adviser or exempt reporting adviser and/or a licensed or registered Bermuda investment business.
  • Meaningful work experience in the U.S. and/or Bermuda asset management industry and securities markets, with familiarity with securities laws relating to investment advisers, including the Investment Advisers Act, Bermuda Investment Business Act, Investment Company Act, Securities Act, and Commodity Exchange Act.
  • Meaningful experience analyzing compliance and business risk and recommending and implementing pragmatic solutions.
  • Demonstrated ability to perform in a collaborative and geographically dispersed business environment.
  • An undergraduate degree is expected.

Responsibilities

  • Develop, maintain, and update compliance policies and procedures for Capital Partners activities, primarily to meet applicable exempt reporting adviser and Bermuda investment business requirements.
  • Review, maintain, and update compliance and regulatory filings for exempt reporting advisers and a licensed asset manager as required by global regulators, including the SEC, Bermuda Monetary Authority, and National Futures Association.
  • Lead compliance-related responses to regulatory inquiries as needed.
  • Maintain and update controls for compliance with Capital Partners securities offering documents, corporate governance practices, and institutional investor arrangements, as determined by the Capital Partners Legal team.
  • Develop and monitor relevant global legal and regulatory requirements associated with marketing and distribution activities.
  • Monitor new legal and regulatory developments, assess applicable risk, and enhance the responsive control environment for Capital Partners and other assigned compliance-related risks.
  • Design risk-based testing of applicable policies and procedures, conduct regular risk assessments, and recommend risk mitigation techniques and controls.
  • Attend meetings and respond to questions about operational due diligence from existing and prospective investors.
  • Lead compliance-program employee training for Capital Partners and, as needed, the broader RenaissanceRe Group.
  • Maintain required compliance and corporate records.
  • Collaborate with functions across RenaissanceRe to ensure consistency in policies and procedures.
  • Integrate into globally distributed Capital Partners teams and other relevant RenaissanceRe Group functions.

Desired Qualifications

  • Experience in the (re)insurance industry and/or with insurance-linked securities products is advantageous.
  • A professional or advanced degree is advantageous.

About the Company

RenaissanceRe

Global reinsurance provider mitigating catastrophic risks

RenaissanceRe is a leading reinsurance provider that helps multinational corporations and government entities manage risk in a volatile world. It underwrites and prices reinsurance coverage to protect clients against large, unexpected losses from events like natural disasters, cyber incidents, and societal upheaval, and it pays claims to help businesses stay open and communities rebuild. The company combines data, experience, and technology to model risk, forecast potential losses, and respond quickly with innovative solutions. RenaissanceRe differentiates itself through a long track record of technical excellence, a history of developing new technologies since 1993, and a reputation as a trusted partner with a focus on quantifying and managing risk. Its goal is to protect communities and enable prosperity by supporting clients through disasters and enabling resilient operations through advanced technology and decision-making.

Company size
1,001-5,000
Company stage
IPO
Headquarters
Pembroke, MA
Founded
1993

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