Compliance Analyst
Canvas Compliance
Confirmed live in the last 24 hours
Point72

1,001-5,000 employees

Global asset management firm investing in diverse strategies.
Company Overview
Point72 Asset Management, under the leadership of Steven Cohen, is a global investment firm that values entrepreneurial thinking and continuous adaptation, fostering a culture where ideas are welcomed from all levels within the organization. The firm's competitive advantage lies in its commitment to superior risk-adjusted returns and high ethical standards, backed by over a quarter-century of investing experience. Point72's industry leadership is evident in its strategic use of data to shape decision-making and its dedication to developing its talent, positioning it as a promising workplace for those seeking to shape the future of finance.
Venture Capital
Quantitative Finance

Company Stage

Private

Total Funding

$645.2M

Founded

2014

Headquarters

Stamford, Connecticut

Growth & Insights
Headcount

6 month growth

11%

1 year growth

32%

2 year growth

67%
Locations
New York, NY, USA
Experience Level
Entry
Junior
Mid
Senior
Expert
Desired Skills
Communications
CategoriesNew
Accounts & Payroll
Risk & Compliance
Legal & Compliance
Requirements
  • 1-4 years of experience in financial services preferably in compliance
  • GPA 3.0 or greater
  • Attention to detail and the tenacity to produce meticulous work product
  • Highly organized, process driven, and structured with the ability to work independently as well as a teammate
  • Ability to juggle multiple priorities at once under pressure, prioritize such tasks and see each through to completion
  • Exceptional reading and writing skills, outstanding communication and interpersonal skills
  • Commitment to the highest ethical standards
Responsibilities
  • Main point of contact for Compliance related items for Canvas Research Analysts
  • Conduct on-boarding due diligence of new consultants to Canvas FRG, LLC and annual re-reviews
  • Chaperone consultant calls for Canvas Research Analysts and document accordingly
  • Monitor communications between Canvas Research Analyst interactions with discretionary investment professionals
  • Monitor and notate chaperoned calls in proprietary compliance management system, track consultants to ensure appropriate chaperone coverage
  • Facilitate quarterly invoicing and payment with the finance department in compliance with applicable data privacy law
  • Participate in Compliance training for Canvas Research Analysts
  • Brainstorm and implement ideas for enhancing compliance oversight improvement and more efficient processes
  • Monitor and stay current on applicable laws, regulatory initiatives, and case law
  • Recommend and draft enhancements to policies and procedures