Goldman Sachs
Global investment banking and asset management
Compliance Officer - Control Room
About the job
- Recent college or law school graduate with 3 or more years of compliance or legal-related experience in financial services.
- Possess a general understanding of the current regulatory environment and financial markets and/or securities regulation and rules.
- Be proactive and willing to take on issues and responsibilities that require focus and determination.
- Be able to work as a member of a team in a high-pressure, fast-paced environment.
- Be detail-oriented with the ability to multitask, organize, and prioritize.
- Interact with the Investment Banking, Global Markets, and Asset Management Public and Private Divisions to maintain the Firm's Confidential Lists.
- Review research published by the Global Investment Research Division to ensure compliance with certain legal and regulatory obligations.
- Liaise with Legal and other areas of Compliance to monitor and/or restrict sales, trading, and research activities pursuant to legal, regulatory, and policy considerations.
- Apply the Research Settlement rules to facilitate communications between Equity Research and Investment Banking personnel.
- Work with the Conflicts & Business Selection Group to facilitate approval for certain Firm and client transactions and subsequent risk-management activities.
- Excellent verbal and written communication skills.
About the company
Goldman Sachs provides financial services for corporations, governments, institutions, and individuals, including advisory on mergers and acquisitions, underwriting and distributing securities, asset and wealth management, and market making across fixed income, currencies, commodities, and equities. Its products work by delivering strategic advice, financing, liquidity, and asset management across multiple classes, using client funds and its own capital to raise, deploy, and manage capital for clients. The firm differentiates itself through its global scale, comprehensive range of services, deep client relationships, and long-standing presence in capital markets. Its goal is to help clients raise and deploy capital, manage risk, and grow wealth while earning fees and returns from advisory, trading, lending, and asset management activities.
Company Size
10,001+
Company Stage
IPO
Headquarters
New York City, New York
Founded
1869
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Simplify's Take
What believers are saying
- 2Q26 delivered record revenues, record EPS, and the second-highest net earnings.
- Equities and investment banking posted record results in 2Q26, boosting fee visibility.
- Goldman raised its quarterly dividend to $5.00 after strong 2Q26 capital returns.
What critics are saying
- Solomon warned on September 16, 2026 that FICC will be softer in 3Q26.
- Goldman paid $500 million in May 2026 to settle the 1MDB shareholder lawsuit.
- Rolling 2026 performance cuts and higher costs signal margin pressure and morale damage.
What makes Goldman Sachs unique
- David Solomon built a more diversified revenue base, now near $70 billion.
- Goldman ranked first in 2Q26 announced and completed M&A, equity offerings, and leveraged lending.
- Alternatives fundraising reached $11.7 billion in September 2026, reinforcing scale in private markets.
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Benefits
Health Insurance
Dental Insurance
Vision Insurance
Life Insurance
Disability Insurance
Health Savings Account/Flexible Spending Account
Paid Vacation
Paid Sick Leave
Paid Holidays
Professional Development Budget
Company News
Varmora Granito raised ₹212.4 crore from anchor investors ahead of its ₹708 crore IPO, which opens for public subscription on 22 September. The tiles and bathware maker allotted 1.43 crore equity shares to 17 funds at ₹148 per share, the top end of the price band. Anchor investors included Goldman Sachs, ICICI Prudential Mutual Fund, Bandhan Mutual Fund, and BNP Paribas Financial Markets. The IPO comprises a fresh issue of ₹320 crore and an offer for sale of ₹388 crore by investor Katsura Investments. The Rajkot-based company will use proceeds to repay borrowings and clear subsidiary dues. Shares are set to list on BSE and NSE on 29 September.
Lord's Mark Industries Limited, a diversified company operating in healthcare, diagnostics, renewable energy and LED solutions, has attracted investment from Goldman Sachs Investments Mauritius I and AT Trade Overseas following open-market transactions. Promoter Dr Sachidanand Hariram Upadhyay sold approximately 1 crore shares through open-market transactions to comply with SEBI's Minimum Public Shareholding requirements. The transactions saw participation from Goldman Sachs and the Hisaria Group-owned AT Trade Overseas. Despite the sale, the promoter group retains a substantial holding in the company. The participation of institutional investors adds visibility to Lord's Mark Industries' shareholder base as it continues to scale operations across its business verticals.
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Sydney-born, New York-based energy trading firm Xpansiv has completed a capital raising in Europe. The company, which is eyeing an initial public offering, already counts Blackstone, Macquarie, Commonwealth Bank of Australia, Goldman Sachs, Aware Super and Aramco Ventures among its backers. The capital raising is designed to support growth in Australia and globally. Xpansiv's founders argue the energy market is undergoing a significant global shift, driven partly by the artificial intelligence boom. The company's blue-chip share register reflects growing investor interest in energy trading platforms amid rapidly changing global energy markets.
Krishna Prasad Chigurupati, promoter of Hyderabad-based Granules India, sold nearly 7% of his stake in the pharmaceutical company on Friday, raising over ₹1,500 crore. The transaction involved 1.72 crore shares sold through 22 block deals and open-market transactions at ₹872.50 per share, representing a 3% discount to the previous closing price. The deal attracted participation from nearly two dozen investors, including Capital Group, Kotak Mahindra Life Insurance Company, ChrysCapital, and Allspring. Smallcap World Fund Ind acquired the largest chunk, purchasing 34.7 lakh shares for ₹303 crore. Granules India stated the funds will support the second tranche of its ongoing preferential issue and next phase of growth initiatives. Following the sale, promoter group shareholding declined to 31% from 38%. The deal carries a 180-day lock-in period.