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Nasdaq

Global market infrastructure and data provider

Associate General Counsel

Legal Counsel & Legal SupportPosted on Nov 11
Full-timeIn-person

About the Job

Requirements

  • A Juris Doctor or equivalent law degree and admission or eligibility to practice law in an applicable jurisdiction are required.
  • At least 10 years of post-qualification legal experience is required, preferably including significant experience advising financial institutions, financial technology companies, or other businesses serving the banking sector.
  • Significant experience drafting and negotiating complex technology, software, cloud, or services agreements with large banks or other sophisticated financial institutions is required.
  • A strong understanding of the legal and regulatory environment in which banks operate, including experience addressing regulatory requirements affecting technology vendors and service providers to financial institutions, is required.
  • Demonstrated ability to advise senior business leaders and product, sales, and technology teams on complex commercial and legal matters and translate legal requirements into pragmatic business solutions is required.
  • Strong commercial judgment and the ability to balance legal risk, regulatory expectations, and business objectives are required.
  • Excellent communication, influencing, and negotiation skills, including the ability to operate effectively across functions and with senior stakeholders, are required.
  • Ability to work independently, prioritize competing matters, and exercise sound judgment in a fast-paced, global business environment is required.

Responsibilities

  • Serve as a senior legal advisor and strategic partner to the Verafin leadership team, providing practical, business-oriented counsel across commercial, product, regulatory, operational, and strategic matters.
  • Lead and provide legal oversight for complex commercial transactions with Verafin clients, including major banks and other regulated financial institutions, balancing commercial objectives with appropriate management of legal and regulatory risk.
  • Advise on legal and regulatory considerations affecting Verafin’s products and services, including issues arising from the development, deployment, and commercialization of technology used by financial institutions.
  • Provide legal support for strategic product initiatives, new products and services, partnerships, international expansion, and other business growth initiatives.
  • Develop a strong understanding of Verafin’s business, products, clients, and regulatory environment and act as a trusted legal partner to senior leadership, Sales, Product, Technology, and other business functions.
  • Advise on legal matters arising from the regulatory environment applicable to banks and other financial institutions, including anti-money laundering, financial crime prevention, and related regulatory requirements.
  • Lead the drafting, review, and negotiation of complex technology and services agreements and other commercial arrangements with sophisticated financial institutions, including addressing regulatory, outsourcing, data, security, artificial intelligence, and operational requirements.
  • Partner with Legal, Risk, and subject-matter experts across Nasdaq, including privacy, cybersecurity, intellectual property, litigation, compliance, and regulatory specialists, to provide coordinated and pragmatic legal advice to the Verafin business.
  • Identify emerging legal and regulatory developments relevant to Verafin and its clients and translate those developments into practical guidance for business and product leaders.
  • Support the development and continuous improvement of contracting standards, templates, playbooks, and legal processes to improve consistency, scalability, and speed while maintaining an appropriate risk profile.
  • Provide guidance on legal issues relating to artificial intelligence, including the development and use of AI-enabled products, data and intellectual property considerations, customer contractual requirements, risk allocation, and emerging AI regulation.
  • Use AI and other legal technology tools to improve legal analysis, contract review, knowledge management, and delivery of legal services.
  • Exercise independent judgment on significant matters, effectively escalate material risks, and represent the Legal function in senior business discussions.

Desired Qualifications

  • Experience advising banks, financial institutions, financial technology companies, or technology providers serving regulated financial institutions is preferred.
  • Knowledge of anti-money laundering, counter-terrorist financing, financial crime prevention, sanctions, fraud prevention, or related banking laws and regulatory frameworks is preferred.
  • Experience advising on technology products used for anti-money laundering, fraud detection, financial crime management, compliance, or risk management is preferred.
  • Knowledge of legal and regulatory issues relating to artificial intelligence, including AI regulation, governance, data use, intellectual property, contracting, and allocation of risk associated with AI-enabled products, is preferred.
  • Demonstrated proficiency in using AI tools in legal practice, including legal research, contract analysis, drafting, knowledge management, or other legal workflows, together with sound judgment regarding appropriate governance and validation of AI-assisted work, is preferred.
  • Experience supporting products throughout their lifecycle, including product development, commercialization, contracting, and ongoing regulatory or customer requirements, is preferred.
  • Experience with large or Tier 1 banking clients and the heightened regulatory, outsourcing, operational resilience, cybersecurity, audit, and risk-management requirements applicable to their technology providers is preferred.
  • Experience working in a global organization and collaborating across jurisdictions and multidisciplinary teams is preferred.

About the Company

Nasdaq

Global market infrastructure and data provider

Nasdaq, Inc. is a global technology provider for capital markets, delivering market services, data, and technology platforms to corporate clients, investment managers, banks, brokers, and exchange operators. It operates trading and listing venues in North America and Europe, plus data, index, analytics, investor-relations, sustainability solutions, and regulatory, surveillance, and financial crime management tools. Nasdaq supports liquidity, transparency, and integrity in the financial system by offering electronic trading infrastructure and a range of software and services that enable market access, capital formation, and regulatory compliance. The company differentiates itself by combining trading venues with a broad suite of data, analytics, and regulatory technology, backed by enduring infrastructure for market infrastructure and compliance.

Company size
5,001-10,000
Company stage
IPO
Headquarters
New York City, New York
Founded
1971

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