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Hong Kong Exchanges

Manages global securities and derivatives markets

Associate – IPO Vetting

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeHong KongNo salary listedIn-person

About the Job

Requirements

  • Be a qualified accountant or lawyer, or a university graduate of another relevant discipline, with at least 3 years of working experience in accounting, law, corporate finance, investment banking, or a related field.
  • Have experience demonstrating knowledge of the Listing Rules and the securities industry and its practices, including securities laws and accounting practices.
  • Have good interpersonal and presentation skills.
  • Have knowledge of research and investigative techniques and procedures.
  • Have a good command of written and spoken English and Chinese.
  • Be proficient in Putonghua.

Responsibilities

  • Provide support to a team manager in processing IPO applications.
  • Draft comment letters and Department reports to the Listing Committee.
  • Provide support for pre-IPO enquiries and IPO-related policy matters as assigned by the supervisor.

About the Company

Hong Kong Exchanges

Manages global securities and derivatives markets

HKEX Group operates a global exchange group with trading and clearing venues for securities and derivatives across equities, commodities, fixed income, and currency. Headquartered in Hong Kong with a base in London, it provides market infrastructure and services that enable listings, trading, clearing, and settlement, connecting buyers and sellers in Asia and Europe. Its markets are uniquely positioned at the crossroads of Chinese and international capital flows, helping to link China with the world as China’s capital markets open further. The company aims to shape the global market landscape by facilitating this transition and expanding access to cross-border investment and trading.

Company size
1,001-5,000
Company stage
IPO
Headquarters
Central and Western District, Hong Kong
Founded
2000

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