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JP Morgan Chase

Runs a consumer bank and an investment bank

AI Controls Enablement Strategy & Innovation - Asset and Wealth Management Controls-Associate

Internal Audit & ControlsPosted on Nov 13
Full-time$76k - $130kIn-person

About the Job

Requirements

  • Experience in risk or control management within financial services, focused on compliance and operational risk mitigation, equivalent to seven or more years of experience.
  • Understand how AI models work, including their assumptions, limitations, and failure modes.
  • Translate complex technical AI behavior into documented, escalatable, and actionable risk findings within a controls framework.
  • Implement robust controls to safeguard business operations and meet regulatory requirements.
  • Use process and data analysis to enhance control environments and interpret business needs and trends.
  • Manage internal stakeholders and communicate and collaborate with senior Controls leadership and senior business stakeholders.
  • Apply project management skills and operational excellence.
  • Use Microsoft Office Suite, including Word, Excel, PowerPoint, and Visio, to develop executive presentations.

Responsibilities

  • Develop AI tools alongside Citizen Developers and Technology to optimize control frameworks, identify risks sooner, and solve business problems; co-sign each tool submission before approval for deployment to colleagues.
  • Select cost-effective AI and automation tools, including UiPath, Python, and authorized workflow, process, and decision automation tools, to prototype and scale automated controls.
  • Run scenario simulations and red-team exercises, and establish best practices and standards for reviewing and deploying AI tools across the AI Controls Enablement team.
  • Assist in coordinating the AI Controls Council and produce the quarterly AI Controls Intelligence Report for senior leadership, covering in-flight item status, prioritization of new work, and solutions launched and their impact.

Desired Qualifications

  • Hands-on experience with AI or large language model tools, ideally on low-code or sanctioned development platforms, and an ability to identify design risks early.
  • Experience with automation platforms such as Python, UiPath, Pega, or other authorized workflow, process, and decision automation tools.
  • Relevant AI and cloud certifications, such as NVIDIA-Certified Associate: Generative AI and LLMs or AWS Certified AI Practitioner.
  • Familiarity with AI regulation and policy, model releases, and AI incident trends, and an ability to map them to control implications and peer-institution intelligence.
  • Written, presentation, and verbal communication skills, and an ability to influence business leaders to drive organizational change.
  • Ability to work with minimal direction, deliver results, and make decisions aligned with organizational objectives.

About the Company

JP Morgan Chase

Runs a consumer bank and an investment bank

JPMorgan Chase runs the largest bank in the United States, which serves households and small businesses as Chase and large companies, governments, and investors as J.P. Morgan. During the 2008 financial crisis it bought the failing investment bank Bear Stearns and lender Washington Mutual, and in 2023 it took over First Republic Bank after regulators seized it. Chase takes deposits and earns interest on credit cards, mortgages, and car loans, while the investment side earns fees for advising on mergers, raising money for companies, trading stocks and bonds, and managing wealth. Formed in a 2000 merger, JPMorgan Chase traces its roots to 1799 and is based in New York City.

Company size
10,001+
Company stage
IPO
Headquarters
New York City, New York
Founded
1799

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