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State Street

Holds assets for institutions and runs index funds

MTF Regulatory Reporting - Officer

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeLondon, UKNo salary listedIn-person

About the Job

Requirements

  • A minimum of 2 years of experience within the financial services industry.
  • Experience working in Regulatory Reporting, Transaction Reporting, Market Operations, Compliance Operations, or Trade Support.
  • A strong understanding of MiFID II regulatory reporting obligations and market infrastructure requirements.
  • Knowledge of the trade lifecycle, preferably within FX, FX derivatives, or electronic trading environments.
  • Strong analytical and problem-solving capabilities, including root-cause investigation and assessment of control effectiveness.
  • Experience working with large datasets and performing data analysis to identify trends, anomalies, and reporting issues.
  • Excellent verbal and written communication skills to communicate complex topics clearly to technical and non-technical audiences.
  • Strong stakeholder management skills and the ability to build productive relationships across functions.
  • A proactive mindset, confidence to challenge processes, and ability to drive improvements.
  • High attention to detail and a strong control-oriented approach to risk management.
  • A collaborative, team-oriented attitude and flexibility to adapt to changing business and regulatory priorities.
  • Demonstrated ownership and accountability for delivering timely outcomes and resolving issues.
  • Intellectual curiosity and interest in using data to improve operational performance and client experience.
  • Proficiency with Microsoft Office Suite, including advanced Excel analysis skills, and virtual collaboration platforms such as Microsoft Teams and Zoom.

Responsibilities

  • Oversee day-to-day monitoring of MTF regulatory reporting to ensure the quality, completeness, accuracy, and timeliness of reporting obligations.
  • Investigate reporting exceptions, reconciliation breaks, and data quality issues, driving timely resolution and root-cause analysis.
  • Serve as a subject matter expert on MiFID II regulatory reporting requirements and provide guidance to business, technology, compliance, legal, and operations stakeholders.
  • Monitor regulatory developments and assess their impact on existing reporting processes and controls.
  • Partner with Technology and Project teams to support regulatory change initiatives, system enhancements, and strategic reporting solutions.
  • Identify opportunities to strengthen reporting controls, improve operational efficiency, and enhance data quality across the reporting lifecycle.
  • Maintain procedures, reporting documentation, and records of reporting incidents, outages, investigations, and remediation activities.
  • Promptly and effectively escalate material reporting issues and operational risks to management and governance forums.
  • Support ongoing review and enhancement of the MTF control framework to ensure alignment with regulatory expectations and internal policies.
  • Contribute to MTF governance, risk, and oversight committees through reporting, metrics, analysis, and issue management.
  • Assist with regulatory enquiries, audit requests, internal reviews, and client-related reporting queries as needed.
  • Support continuous improvement, accountability, and operational excellence across the regulatory reporting function.
  • Ensure compliance with applicable regulatory obligations and internal governance standards.
  • Provide core operational support to the broader GlobalLINK Platform Support team.

Desired Qualifications

  • Prior experience with MiFID II Transaction Reporting, MTF reporting obligations, or regulatory control functions.
  • Knowledge of FX and FX derivative products.
  • A degree or equivalent higher education qualification; this is preferred but not essential.
  • Relevant industry qualifications or regulatory certifications.

About the Company

State Street

Holds assets for institutions and runs index funds

State Street holds and services investments for pension funds, insurers, fund companies, and other large institutions, and it also runs index funds through State Street Investment Management. It launched the first US-listed exchange-traded fund, the SPDR S&P 500 ETF Trust, in 1993, and in 1924 it became custodian of the first US mutual fund. As a custody bank, it safekeeps clients' stocks and bonds, completes their trades, calculates what their funds are worth, and lends their securities to other investors. It earns fees on the assets it services and manages, plus income from currency trading and from interest on client cash. State Street traces its roots to a bank chartered in 1792 and is based in Boston, Massachusetts.

Company size
10,001+
Company stage
IPO
Headquarters
Boston, MA
Founded
1792

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