Full-Time

Compliance Advisor Manager

Anti-Money Laundering, Aml

Confirmed live in the last 24 hours

Capital One

Capital One

10,001+ employees

Offers diverse financial products and services

Fintech
Financial Services

Compensation Overview

$147.8k - $168.7kAnnually

+ Performance-based incentive compensation + Cash bonuses + Long-term incentives

Mid, Senior

No H1B Sponsorship

New Orleans, LA, USA + 7 more

More locations: Plano, TX, USA | McLean, VA, USA | Richmond, VA, USA | Chicago, IL, USA | Plainview, NY, USA | New York, NY, USA | Wilmington, DE, USA

New York City is hybrid on-site.

Category
Risk & Compliance
Legal & Compliance
Requirements
  • Bachelor's degree or military experience
  • At least 3 years of Anti-Money Laundering (AML) Compliance experience
  • At least 3 years of experience in Compliance, Legal, or Audit
  • 6+ years in AML Compliance experience (preferred)
  • 2+ years of Compliance Advisory Experience (preferred)
  • Certified Regulatory Compliance Manager (CRCM) Certification, Association of Certified Anti-Money Laundering Specialist (ACAMS) certification, or Certified Information Privacy Professional (CIPP) certification (preferred)
  • Experience with Canadian AML regulations (preferred)
Responsibilities
  • Plan, coordinate, and facilitate the implementation of the company’s compliance processes, procedures, and systems developed to support the global Anti-Money Laundering Compliance Management Program (CMP).
  • Advise internal management and business partners on the implementation and operation of AML compliance programs, as well as the applicability of compliance requirements to the company’s products and services and internal processes, and developing AML compliance controls and monitoring.
  • Develop and maintain documentation of AML compliance activities, conduct periodic internal reviews or audits to ensure that compliance procedures are followed, and file appropriate compliance reports with regulatory agencies.
  • Design and implement improvements in communication, monitoring, and enforcement of compliance standards.
  • Identify compliance issues that require follow-up or investigation and discuss emerging compliance issues with stakeholders.
  • Consult with legal counsel, accounting specialists, and government relations specialists as necessary to address technical and legal AML compliance issues.
  • Direct the documentation, implementation, and dissemination of the company’s AML compliance policies and procedures and serve as a knowledge source and liaison among stakeholders on AML analysis and compliance issues.
  • Serve as AML subject matter expert to assist in monitoring company’s compliance systems to ensure their effectiveness.
  • Prepare management reports regarding compliance operations and progress.

Capital One offers a range of financial services, including credit cards, savings accounts, car loans, and business checking accounts, primarily in the United States. The company focuses on user-friendly banking solutions with no fees or minimums, making it easier for customers to manage their money. Capital One stands out from competitors through its commitment to financial inclusion and literacy, partnering with organizations to provide educational resources. The goal is to make banking accessible and straightforward for everyone.

Company Stage

IPO

Total Funding

$15.9M

Headquarters

McLean, Virginia

Founded

2014

Simplify Jobs

Simplify's Take

What believers are saying

  • Capital One's extensive range of financial products and services provides ample opportunities for career growth and specialization.
  • The company's commitment to financial inclusion and literacy offers employees a chance to make a meaningful impact on communities.
  • Strategic partnerships and investments, such as those with Stripe, Adyen, and StrongDM, indicate a forward-thinking approach and potential for innovation.

What critics are saying

  • The competitive financial services landscape requires Capital One to continuously innovate to maintain its market position.
  • The end of the consumer card partnership with Walmart could impact customer acquisition and revenue streams.

What makes Capital One unique

  • Capital One's focus on financial inclusion and no-fee banking solutions sets it apart from traditional banks that often have more restrictive fee structures.
  • Their strategic partnerships with fintech giants like Stripe and Adyen for fraud prevention highlight their commitment to leveraging technology for enhanced security.
  • Capital One's collaboration with educational platforms like Khan Academy underscores their dedication to financial literacy, a unique value proposition in the financial services sector.

Help us improve and share your feedback! Did you find this helpful?

Benefits

Medical, Dental, & Vision coverage

Onsite Health Centers

Prescription saving with network of local pharmacies

Stock Purchase Plan

Education Assistance

401(k)

Flexible Spending Accounts

Life and Disability insurance

Generous paid time off + corporate & floating holidays

Registered dieticians on site, cooking classes and free virtual fitness classes

Employee Assistance Program