Financial Services Compliance Senior Associate - Compliance Consulting

Our Financial Services Compliance and Regulation (“FSCR”) practice is looking for a Vice President or Senior Associate to join us in assisting asset managers, PE firms, investment firms and other regulated financial services clients to obtain initial authorisations, or registrations and conduct audits and independent reviews. Our team also provide ongoing outsourced compliance support and regulatory advice to help navigate the rapidly changing regulatory landscape.

Responsibilities:

• Implement specific solutions suitable for the various missions and different clients, involving preparing the set of procedures, a risk map, control notes or any other document intended for our clients.

• Ensure proactive regulatory monitoring through training and meetings as well as through writing supervisory articles or notes on the new regulations applicable.

• Enter into contact with national and international regulatory bodies as well as professional associations in the financial sector.

• Prepare responses to invitations to tender.

• Prepare training support for collaborators and clients.

• Gather and analyze information relevant to the controls to be formalized.

• Develop and keep up to date the internal tools of the CRC France office

Requirements:

• 3-5 years of relevant experience in a financial institution or consultancy firm.

• A highly developed sense of customer service.

• Excellent relationship-building qualities for working in a team.

• Detailed knowledge of the regulations applicable to asset management and investment banks.

• Detailed knowledge of the operation of the financial markets.

• A capacity for clear and logical reasoning, skill in taking decisions and articulating them clearly.

• Excellent verbal and written communication skills in English and French, strong personal persuasion skills.

• Excellent time management and ability to work under pressure.

• Bac+5 education (postgraduate commercial college, engineering school or Master’s degree).

• Independent, disciplined and ability to work on several projects simultaneously.

• Mastery of the Microsoft Office package: MS PowerPoint, Word, Excel.

• Excellent written and verbal communication skills that help represent diverse communities

• Experience working with diverse teams

Life at Kroll:

• Kroll offers a hybrid working environment with offices in the heart of Paris (quartier de l’Opera). 

• International exposure and work with colleagues from all over the world 

• Internal training session and opportunities for external professional certifications

• Team building events

About Kroll:

Join the global leader in risk and financial advisory solutions—Kroll. With a nearly century-long legacy, we blend trusted expertise with cutting-edge technology to navigate and redefine industry complexities. As a part of One Team, One Kroll, you'll contribute to a collaborative and empowering environment, propelling your career to new heights. Ready to build, protect, restore and maximize our clients’ value? Your journey begins with Kroll. 

Kroll is committed to equal opportunity and diversity, and recruits people based on merit. 

In order to be considered for a position, you must formally apply via careers.kroll.com

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