Full-Time
Senior Internal Auditor
Updated on 3/13/2025
Interactive Brokers
1,001-5,000 employees
Online trading platform with low commissions
No salary listed
Senior
Greenwich, CT, USA
- 3-5 years of experience (either at a consulting firm or through an internal audit program at a financial institution)
- Ability to identify gaps in controls at the macro level
- CPA certification is a plus
- Experience planning audit engagements (using a risk-based approach), including coordinating efforts with independent third parties and audits of other subject matter teams
- Excellent communication skills, including the ability to communicate opinions and identified issues in a clear and concise manner
- Capable of performing data analytical tasks
- Conduct audits of firm’s programs including customer onboarding, customer due diligence, surveillance, sanction, training, etc.
- Plan and execute audit test steps
- Prepare audit report that document identified control deficiencies
- Communicate audit findings to the management and obtain remedial action plans
- Track remedial action plans to completion
- Keep abreast with various securities, commodities, banking regulations regarding AML/Financial Crimes
- Assist in ad-hoc projects or other audits of group entities
Interactive Brokers offers an online trading platform that provides access to a wide range of financial instruments, including stocks, options, futures, currencies, bonds, and funds. The platform is known for its low commissions and best execution practices, ensuring clients get the best prices for their trades. Unique features include fractional shares, allowing investments in portions of expensive stocks, and the IMPACT app, which aligns investments with personal values. The goal of Interactive Brokers is to deliver a comprehensive and affordable trading experience while utilizing advanced technology for global market access.
Company Size
1,001-5,000
Company Stage
IPO
Headquarters
Greenwich, Connecticut
Founded
1977
Simplify's Take
What believers are saying
- AI-powered news summaries can increase user engagement and trading activity.
- Multi-monitor support in IBKR Desktop attracts professional traders.
- Nifty 50 Index Futures launch taps into growing interest in Indian markets.
What critics are saying
- Increased competition from AI-powered platforms could erode market share.
- Settlement with FINRA may lead to regulatory scrutiny and reputational damage.
- Patent litigation with Trading Technologies could result in financial liabilities.
What makes Interactive Brokers unique
- Interactive Brokers offers low commissions and financing rates, making trading affordable.
- The platform provides access to over 160 markets in 33 countries.
- Innovative features like fractional shares and the IMPACT app attract diverse investors.
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Benefits
Competitive Pay with discretionary bonus packages which include company stock grants
Comprehensive Health Plans that include extensive Vision, Dental and Prescription coverage
Daily Lunch Allowance
401K Retirement Savings Plan (generous company match)
Wellness Incentives
Flexible Spending Accounts
Paid Personal Time and Sick Leave
Company News
Interactive Brokers, an automated global electronic broker, announced today that it has expanded its market offerings by adding access to the Ljubljana Stock Exchange. With this expansion, clients can trade Slovenian equities alongside products from over 160 other global exchanges, including stocks, options, futures, currencies, bonds, funds, and more, from a single unified platform.Enhancing Market Access for Global InvestorsInteractive Brokers provides access to over 160 markets across the Americas, Europe, and Asia, and adding the Ljubljana Stock Exchange further broadens the investment opportunities for our active traders and institutional investors. Clients can now include Slovenian stocks as part of their portfolio diversification strategies, complementing their European and global investments.“Interactive Brokers continues to expand its market coverage to meet the needs of global investors,” said Milan Galik, Chief Executive Officer of Interactive Brokers. “Adding access to the Ljubljana Stock Exchange allows our clients to explore investment opportunities in Central Europe and further diversify their portfolios with a seamless trading experience.”Competitive Pricing and Advanced Trading TechnologyAs with all Interactive Brokers’ offerings, clients will benefit from:Professional pricing with low commissions, low margin rates, and high interest paid.Global market access to stocks, options, futures, currencies, bonds, funds, and more, from a single unified platform.Powerful trading platforms across web, mobile, and desktop.Interactive Brokers serves clients in over 200 countries and territories, and supports account funding and trading in up to 28 currencies while providing access to real-time market data, news risk management tools, and institutional-grade research
Interactive Brokers (Nasdaq: IBKR), a leading automated global electronic brokerage firm, has officially announced the nomination of Lori Conkling as an independent director of the company.
Interactive Brokers has launched IBKR Desktop version 0.13 (beta) with several improvements.
Interactive Brokers (Nasdaq: IBKR), an automated global electronic broker, announced today the launch of NSE IFSC Nifty 50 Index Futures on the Singapore Exchange (SGX).
Interactive Brokers has launched an updated version of its GlobalTrader app for iOS devices, introducing new features aimed at enhancing user experience and trading flexibility.