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LPL Financial Holdings

Independent broker-dealer platform for financial advisors

Financial Advisor

Wealth Management & Financial AdvisoryConfirmed live in the last 24 hours
Full-timeIn-person

About the Job

Requirements

  • Series 7 and Series 66 (or Series 63/65) licenses are required.
  • An insurance license is required.
  • At least three years of investment sales experience are required.

Responsibilities

  • Build a client base using the bank's referral system and existing client relationships.
  • Find new clients through the bank's client base.
  • Create financial solutions tailored to clients' goals without being limited to proprietary products.
  • Use LPL's tools, technology, and support to grow the advisory business.

About the Company

LPL Financial Holdings

Independent broker-dealer platform for financial advisors

LPL Financial runs the largest independent broker-dealer network in the United States, providing a platform of services and support to financial advisors and institutions. It helps advisors manage client wealth by offering technology, research, clearing and compliance services, and practice management programs. Advisors access a flexible, non-proprietary environment where they can tailor financial recommendations for clients, with revenue coming from fees for services, securities commissions, and asset-based fees. The company supports more than 28,000 financial advisors and oversees over a trillion dollars in advisory and brokerage assets, distinguishing itself through its breadth of back-office capabilities, scalable platform, and emphasis on independence for its advisors. Its goal is to enable independent financial advisors to grow their businesses and deliver personalized investment solutions to their clients.

Company size
10,001+
Company stage
IPO
Headquarters
San Diego, CA
Founded
1989

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