Full-Time

Enhanced Due Diligence Analyst

Confirmed live in the last 24 hours

Interactive Brokers

Interactive Brokers

1,001-5,000 employees

Online trading platform with low commissions

Fintech
Financial Services

Junior, Mid

Chicago, IL, USA

This is a hybrid role requiring three days in the office and two days remote.

Category
Risk Management
Finance & Banking
Required Skills
Data Analysis

You match the following Interactive Brokers's candidate preferences

Employers are more likely to interview you if you match these preferences:

Degree
Experience
Requirements
  • Regulatory and compliance experience working for an exchange, a regulatory organization, a Broker Dealer (BD), a Futures Commission Merchant (FCM) or a similar organization
  • Experience in internal audit, legal, accounting, or other control functions of a financial services firm or regulator
  • Solid academic background in law, accounting, data analytics or similar areas
  • Focused, adaptable, collaborative and have strong time management skills
Responsibilities
  • Conduct ongoing reviews of client profiles and transactions following IBKR policy and procedures
  • Maintain accurate tracking of assignments and requests for documentation to ensure appropriate deadlines are met
  • Contribute to streamlining current processes and identifying areas for improvement
  • Perform negative news and public domain searches on high-risk clients and related parties
Desired Qualifications
  • High degree of comfort and fluency with computers and technology and understanding of how technology is applied to business and regulatory problems
  • Excellent oral and written communication skills
  • Detail-oriented with outstanding organizational and project management skills
  • Ability to work independently, in a small-team environment, and multi-task with minimal supervision
  • ACAMS, CFE, CFCS, SIE, Series 7, and/or other licenses or certifications are highly preferred

Interactive Brokers provides an online trading platform that allows individual traders, investors, and financial advisors to access a variety of financial instruments, including stocks, options, futures, currencies, bonds, and funds. The platform operates globally, offering direct access to over 135 markets in 33 countries, which helps clients diversify their investments. Interactive Brokers stands out from competitors by offering low commissions and financing rates, ensuring that trading remains affordable. They focus on best execution, aiming to secure the best prices for trades. Unique features include the ability to purchase fractional shares, making high-value stocks accessible to more investors, and the IMPACT app, which helps users align their investments with personal values like sustainability. The goal of Interactive Brokers is to provide a comprehensive and cost-effective trading experience for clients worldwide.

Company Stage

IPO

Total Funding

N/A

Headquarters

Greenwich, Connecticut

Founded

1977

Simplify Jobs

Simplify's Take

What believers are saying

  • AI-powered news summaries enhance user engagement and trading activity.
  • AI tools in the Advisor Portal attract more financial advisors to the platform.
  • IBKR Desktop 0.12 beta attracts sophisticated traders with advanced trading tools.

What critics are saying

  • Patent litigation from Trading Technologies could lead to financial liabilities.
  • Settlement with FINRA indicates potential compliance and regulatory oversight issues.
  • AI tools may expose the company to risks related to AI bias and data privacy.

What makes Interactive Brokers unique

  • Interactive Brokers offers low commissions and financing rates, making trading affordable.
  • The platform provides direct market access to over 135 markets in 33 countries.
  • IBKR's IMPACT app allows investments aligned with personal values, like sustainability.

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Benefits

Competitive Pay with discretionary bonus packages which include company stock grants

Comprehensive Health Plans that include extensive Vision, Dental and Prescription coverage

Daily Lunch Allowance

401K Retirement Savings Plan (generous company match)

Wellness Incentives

Flexible Spending Accounts

Paid Personal Time and Sick Leave