Full-Time

Principal Auditor

Quality Assurance, Audit Practices, Hybrid

Posted on 9/11/2024

Capital One

Capital One

10,001+ employees

Offers diverse financial products and services

Fintech
Financial Services

Senior

No H1B Sponsorship

McLean, VA, USA + 1 more

More locations: Richmond, VA, USA

Hybrid role requiring 2-3 days per week in-person at either Richmond or McLean office.

Category
Auditing
Accounting
Required Skills
Financial analysis
Data Analysis
Requirements
  • Bachelor's Degree or military experience
  • At least 3 years of experience in auditing, in accounting, in financial analysis, in compliance, or a combination.
  • 2+ years of experience in leading audits and performing in the role of auditor-in-charge (preferred)
  • 2+ years of experience in banking or in financial services (preferred)
  • 1+ years of experience in performing data analysis in support of internal auditing (preferred)
  • Master’s Degree in Accounting, Master’s Degree in Finance, or Master of Business Administration (preferred)
  • Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or relevant certification (preferred)
Responsibilities
  • Coordinate and execute quality assurance reviews, including providing major input to planning and testing, as well as identification, development, and documentation of exceptions.
  • Prepare clear, organized, and complete documentation to support work performed.
  • Deliver verbal and written communication to the audit teams and audit leadership.
  • Establish and maintain effective relationships with audit teams and audit leadership. Effectively communicate information and review progress to the audit team and QAIP leadership.
  • Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results. Proactively take on additional work to support the team when possible.
  • Design and execute best-in-class operational processes and improvement initiatives of moderate complexity for the quality assurance and improvement program.
  • Provide training and coaching to audit team members during quality assurance reviews and, as applicable, provide training to the broader Audit department.

Capital One offers a variety of financial services, including credit cards, savings accounts, car loans, and business checking accounts, primarily in the United States. The company focuses on user-friendly banking solutions with no fees or minimums for checking accounts, making it easier for customers to manage their money. Capital One stands out from competitors with its commitment to financial inclusion and literacy, partnering with organizations to provide educational resources. The goal is to transform the banking experience by ensuring everyone has access to financial services and the knowledge to make informed decisions.

Company Stage

IPO

Total Funding

$15.9M

Headquarters

McLean, Virginia

Founded

2014

Simplify Jobs

Simplify's Take

What believers are saying

  • Partnership with Worldpay enhances payment security and efficiency for merchants.
  • Capital One's collaboration with HITEC improves data infrastructure and decision-making.
  • Financial empowerment initiatives support community stability, like the $86,000 grant to United Way.

What critics are saying

  • Increased competition in subscription management tools may dilute Capital One's first-mover advantage.
  • Over-reliance on partnerships for tech advancements could pose risks if partnerships falter.
  • Departure of key personnel like Joe Rodriguez may affect risk management expertise.

What makes Capital One unique

  • Capital One offers user-friendly banking with no fees or minimums for checking accounts.
  • The company partners with Minna Technologies for subscription management tools in its app.
  • Capital One's mobile banking app is a model for secure, user-friendly digital banking.

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Benefits

Medical, Dental, & Vision coverage

Onsite Health Centers

Prescription saving with network of local pharmacies

Stock Purchase Plan

Education Assistance

401(k)

Flexible Spending Accounts

Life and Disability insurance

Generous paid time off + corporate & floating holidays

Registered dieticians on site, cooking classes and free virtual fitness classes

Employee Assistance Program

INACTIVE