C

Cboe

Operates exchange networks for derivatives trading

Options Surveillance Analyst

Regulatory Compliance & EthicsConfirmed live in the last 24 hours
Full-timeChicago, IL, USA

About the Job

Requirements

  • A bachelor's degree in finance, economics, business, or a related field is required.
  • At least two years of experience in the securities and trading industry in a regulatory, compliance, surveillance, or investigative role is required.
  • Ability to work effectively and independently with all levels of management and staff.
  • Strong written, verbal, analytical, and research skills, with the ability to apply quantitative and qualitative analysis and strong attention to detail.
  • Experience using trade surveillance software.
  • Demonstrated experience using artificial intelligence tools to streamline workflow.
  • High proficiency in Excel and other applications used to analyze data and trends.

Responsibilities

  • Review daily and pattern-based surveillance alerts accurately and promptly.
  • Build and maintain an understanding of the Cboe Exchanges’ regulatory environment, relevant rules and regulations, technologies and systems, processes and operational methodologies, and investigative and examination techniques.
  • Assist in maintaining internal policies and procedures related to the Cboe Surveillance Program.
  • Stay apprised of industry concepts and events to contribute to new surveillance concepts, operational methodologies, and surveillance techniques that address the Regulatory Program’s concerns.
  • Proactively collaborate with various Cboe teams, particularly the Investigations teams, to enhance the Regulatory Program.
  • Assist in responding to inquiries from the SEC and other regulatory bodies.
  • Participate in training and continuing education opportunities and meetings.

Desired Qualifications

  • Options experience is preferred.

About the Company

Cboe

Operates exchange networks for derivatives trading

Cboe Global Markets operates an exchange network that lists and trades a wide range of financial instruments, including global derivatives, foreign exchange, digital assets, and securities. Its platform matches buy and sell orders, clears and settles trades, and earns revenue from transaction fees and market data. The company serves institutional investors, retail investors, and financial intermediaries through a global infrastructure that facilitates trading and data services. Unlike firms that focus on a single asset class, Cboe offers multiple asset classes and a long history (over 50 years) to provide broad market access and reliable infrastructure. The goal is to power the global economy by creating inclusive markets and helping investors build sustainable financial futures, while also supporting community growth and employee development.

Company size
1,001-5,000
Company stage
IPO
Headquarters
Chicago, IL
Founded
1973

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