Analyst Compliance - French Speaker

Overview

Connecting clients to markets – and talent to opportunity.

With 4,500+ employees and over 300,000 commercial, institutional, payments, and retail clients, we operate from more than 70 offices spread across six continents. As a Fortune 100, Nasdaq-listed provider, we connect clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.

Whether you want to forge a career connecting our retail clients to potential trading opportunities, or ingrain yourself in the world of institutional investing, StoneX Group is made up of four business segments that offer endless potential for progression and growth.

Business Segment Overview -

Corporate: Engage in a deep variety of business-critical activities that keep our company running efficiently. From strategic marketing and financial management to human resources and operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies.

Position Purpose:

To support the continuing development of this highly successful business. The individual will support the Compliance department with its advisory and monitoring responsibilities. This role will sit within the Wholesale division of the Compliance department and will focus on providing advisory support and monitoring across the Firm’s various business lines. 

Responsibilities

Primary duties will include:

• Completion of ongoing tasks that sit within the Wholesale Compliance team’s Compliance Monitoring Programme (“CMP”)
• Management of the Team’s shared mailbox
• Assist the Team with monitoring of key regulatory developments
• Assist senior members of the team with offering compliance advice and guidance to other business units as required 
• Assist in the implementation of suitable compliance controls to new business initiatives and new products
• Completion of regulatory filings
• Assist with investigating and resolving ad hoc queries from regulators, exchanges and other areas of the business
• Assist in the administration of compliance policies and procedures
• Conducting Compliance Inductions to new employees
• Provide training to the business, as required
• Complaints handling
• This list of duties and responsibilities is not intended to be all-inclusive and can be expanded to include other duties or responsibilities that management deems necessary.

Qualifications

To land this role you will need:

• Effective planning, organisation and time management skills
• Ability to work accurately, thoroughly, reliably and with strong attention to detail
• Strong analytical skills
• Team player
• Ability to work independently and prioritise multiple tasks
• Good relationship building and communications skills (written and oral)
• Computer competency, including Microsoft Outlook/Word/Excel

What makes you stand out:

• Professional Compliance Qualification(s)

Education / Certification Requirements: -

• University degree
• Fluency in business English and French

Working environment: -

• In office (4 days a week)
• May be required to travel within the UK and /or overseas from time to time