Full-Time

Audit Manager

Operations and Reporting

Posted on 1/14/2025

Capital One

Capital One

10,001+ employees

Offers diverse financial products and services

Fintech
Financial Services

Compensation Overview

$132.8k - $166.7kAnnually

+ Performance-based incentives + Cash bonuses + Long-term incentives

Senior

No H1B Sponsorship

Plano, TX, USA + 2 more

More locations: McLean, VA, USA | Richmond, VA, USA

Hybrid role requiring in-person presence 3 days per week at one of the listed offices.

Category
Auditing
Financial Analysis
Accounting
Required Skills
Risk Management
Data Analysis
Requirements
  • Bachelor’s Degree or military experience
  • At least 5 years of experience in auditing, risk management, data analytics, project management, or a combination
Responsibilities
  • Provide day-to-day support of the Risk Assessment process, methodology, governance, and tooling.
  • Assist with implementation of the innovation agenda through partnering with product, tech engineers and design professionals to maintain the Risk Assessment Application and develop enhanced technologies and functionality to advance risk assessment and drive continued simplicity, automation and efficiency.
  • Provide support to the Continuous Monitoring process, methodology, governance, and tooling to help reinforce the evaluation of impact within risk assessments and the dynamic plan.
  • Provide input into emerging risk management, including assistance with proactively sourcing/identifying risk, collaboration with owning audit teams, oversight/completion of research/testing, and reporting of results to management and/or Audit executive leadership, as needed.
  • Assess relevance of audit findings, potential exposures, materiality, improving or deteriorating trends, and demonstrate awareness of broader issues.
  • Interpret business priorities, anticipate issues and obstacles, and apply to scope of role. Leverage knowledge and skills, providing the broader department with insight into areas of risks.
  • Establish and maintain strong relationships with key Audit and/or business partners.
  • Assist in the development and implementation of 'always on auditing' testing and assurance approach including establishing the methodology and framework to support our strategic vision for continuous assurance.
  • Manage timely and high quality delivery of multiple tasks, including regulatory requests, recurring deliverables, presentations, management reporting, special assignments, and administrative activities. Self-prioritize and independently complete multiple tasks across the team and department. Demonstrate the ability to successfully meet deadlines and identify/escalate impediments in a timely manner.
  • Conduct regular department meetings and trainings related to managed processes (e.g., Risk Assessments, Continuous Monitoring).
  • Communicate (e.g., verbally and written) the results of audit processes, projects, complex communications and presentations (e.g., emails, guidance, slides) to inform, request action, share key risk insights and overall results.
Desired Qualifications
  • Professional certification such as Certified Internal Auditor (CIA), Certified Public Accountant (CPA), or Certified Information Systems Auditor (CISA).
  • 6+ years of professional experience
  • 2+ years of experience in financial services

Capital One provides a variety of financial services aimed at making banking accessible and easy for everyone. The company offers products such as credit cards, savings accounts, car loans, and business checking accounts, catering to both individual consumers and small businesses primarily in the United States. Capital One's approach focuses on user-friendly banking solutions, with no fees or minimums for checking accounts, allowing customers to manage their finances more effectively. The company generates revenue through interest on loans, credit card fees, and investment banking services. What sets Capital One apart from its competitors is its strong commitment to financial inclusion and literacy, demonstrated through community partnerships and educational initiatives, such as collaborations with Khan Academy. The goal of Capital One is to create a more inclusive financial system and empower customers with the knowledge and tools they need to make informed financial decisions.

Company Stage

IPO

Total Funding

$15.9M

Headquarters

McLean, Virginia

Founded

2014

Simplify Jobs

Simplify's Take

What believers are saying

  • AI-driven customer service solutions can enhance user experience and operational efficiency.
  • Fintech partnerships offer opportunities to integrate innovative technologies into Capital One's services.
  • The trend towards personalized financial products can be leveraged for tailored solutions.

What critics are saying

  • Capital One faces lawsuits for allegedly defrauding customers out of $2 billion.
  • A class action lawsuit accuses Capital One of stealing link commissions from influencers.
  • Involvement in cybersecurity investments may expose Capital One to geopolitical risks.

What makes Capital One unique

  • Capital One leverages data and technology to revolutionize the credit card industry.
  • The company offers user-friendly banking solutions with no fees or minimums for checking accounts.
  • Capital One emphasizes financial inclusion and literacy through partnerships and educational tools.

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Benefits

Medical, Dental, & Vision coverage

Onsite Health Centers

Prescription saving with network of local pharmacies

Stock Purchase Plan

Education Assistance

401(k)

Flexible Spending Accounts

Life and Disability insurance

Generous paid time off + corporate & floating holidays

Registered dieticians on site, cooking classes and free virtual fitness classes

Employee Assistance Program