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Ernst & Young

Global professional services: consulting, assurance, tax

Junior Consultant in Compliance Control and Regulatory Due Diligence

Risk, Regulatory & Legal AdvisoryConfirmed live in the last 24 hours
Full-timeLa Défense, FranceIn-person

About the Job

Requirements

  • Completed BAC+5 academic education from a grande école or third-cycle university program in finance or financial law, and practical operational experience in a control function at a regulated entity, supervisory/regulatory authority, professional association, consulting, or audit involving control or due-diligence assignments.
  • Solid knowledge of asset management and investment services, including familiarity with the clients' businesses such as asset management companies, investment services providers, private banks, credit institutions, custodians, or securities account keepers.
  • Practical knowledge of the organization of regulated entities.
  • Strong working knowledge and practical application of regulations applicable to portfolio management companies, investment firms, and credit institutions.
  • Ability to work autonomously and effectively.
  • Strong written communication and oral presentation skills.
  • Professional written and spoken English proficiency.

Responsibilities

  • Conduct regulatory due diligence for clients acquiring all or part of investment services providers, asset management companies, or wealth management advisers.
  • Validate after the fact remediation actions specifically required by supervisory, regulatory, and control authorities.
  • Perform compliance control assignments within regulated institutions, advise clients, and develop recommendations.
  • Manage control assignments from structuring the work through execution and presentation to clients.
  • Participate in regulatory compliance audits commissioned by clients or their parent or sister entities, including international entities.
  • Conduct thematic studies on specific activities.
  • Report on assignments, develop action and remediation plans, and present them to clients.
  • Interact with supervisory, regulatory, and control authorities.
  • Understand clients' objectives and culture and translate them into practical, efficient arrangements aligned with regulations and target organizations.
  • Translate regulatory changes into clear milestones for clients' effective transformation.

About the Company

Ernst & Young

Global professional services: consulting, assurance, tax

EY (Ernst & Young) provides professional services at a global scale, offering consulting, assurance, tax, and transaction advisory services. It serves clients across industries such as technology, media, real estate, hospitality, and construction. Instead of selling a single product, EY works with clients through tailored engagements where cross-disciplinary teams analyze challenges, design strategies, perform audits, help with tax planning, and assist with mergers or divestitures. What sets EY apart is its worldwide reach and integrated service model, industry-specific expertise, and focus on responsible business practices like sustainability, cybersecurity, and workforce flexibility. EY’s goal is to help organizations improve performance, manage risk, and achieve sustainable growth while building a better working world.

Company size
5,001-10,000
Company stage
Not listed
Total funding
Not listed
Headquarters
Boston, MA
Founded
1991

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