M

Morgan Stanley

Manages investments and advises on financing

Vice President - Third Party Risk Management

Full-Time
$108k - $147k/yr+ Commission + Incentive compensation + Bonus
Expert
Bachelor's
Dallas, TX, USA
HybridThe role may begin remotely until the Dallas office location becomes available.
Finance & BankingRisk Management
Company Does Not Provide H1B Sponsorship

About the job

Requirements
  • Proven experience leading high-performing Third-Party Risk Assessment teams, including coaching, prioritization, workload management, and quality oversight.
  • Bachelor's degree in Business Administration, Risk Management, or a similar field.
  • A minimum of 10+ years of experience leading team operations, assessments, and/or major projects, preferably for a Risk function and/or at a financial firm.
  • Demonstrated project management expertise, including governance, planning, execution, risk and issue management, dependency tracking, and senior stakeholder reporting.
  • Financial industry experience, especially focused on Business Continuity/Disaster Recovery Controls and risk methodologies.
  • Ability to execute change management, influence stakeholders, embed new ways of working, and foster accountability, quality, and continuous improvement.
  • Ability to build and sustain relationships with individuals at all levels of the organization and manage global stakeholders.
  • Ability to switch context quickly, work on multiple streams of work simultaneously, and maintain high attention to detail.
  • Experience preparing clear, concise responses and briefing materials for regulatory affairs, compliance inquiries, governance forums, and senior management audiences.
Responsibilities
  • Manage end-to-end project plans, milestones, dependencies, risks, and deliverables for program initiatives, ensuring timely execution and transparent reporting.
  • Lead change management efforts, including process redesign, stakeholder adoption, implementation planning, and communications to support enhancements to the due diligence assessment process.
  • Lead, coach, and enable assessment team members to achieve personal and program-level objectives while fostering accountability, collaboration, and a high-performance operating model.
  • Support the Assessment function's objectives and purpose, and build strong relationships with strategic stakeholders across the Firm to provide transparency about the function and help inform expectations.
  • Identify, prioritize, and deliver continuous improvement initiatives that increase quality, consistency, efficiency, and scalability across the due diligence assessment program.
  • Interpret risk and control issues and provide guidance on related observations as a subject matter expert.
  • Present findings to management and governance bodies, including preparing clear and concise responses to compliance and regulatory requests.
  • Prepare executive- and regulator-level presentations and supporting materials at strategic and technical levels of detail to address specific program requests.
  • Review and update key process documentation, including policies, procedures, desktop guidance, and instructional and guidance materials.
Desired Qualifications
  • Professional qualifications from industry-standard institutions such as ISACA.

About the company

Morgan Stanley advises companies and governments on financing and manages investments for institutions, individuals, and families. Its business combines investment banking and securities trading with wealth management and an asset-management division that invests across public and private markets. Bankers arrange stock and bond sales and advise on mergers, while advisors build client portfolios and fund managers invest money under agreed strategies. The firm earns advisory and management fees, trading revenue, commissions, and interest from lending and deposits. Morgan Stanley was founded as a partnership in 1935 and is headquartered in New York City.

Company Size

10,001+

Company Stage

IPO

Headquarters

New York City, New York

Founded

1935

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Simplify's Take

What believers are saying

  • Business activity supports expansion: Morgan Stanley reported $21.3 billion quarterly revenue in July 2026, versus $16.8 billion a year earlier.
  • Dallas careers have a future pipeline: Morgan Stanley announced plans for 3,800 jobs by 2035 in September 2026.
  • Recurring fees anchor wealth management: asset-management fees supplied 59% of Morgan Stanley Wealth Management's 2025 revenue.

What critics are saying

  • Staff stability is uneven: Reuters reported Morgan Stanley cut 2,500 jobs across divisions in March 2026, excluding financial advisors.
  • Falling markets squeeze fees: Morgan Stanley bases wealth and asset-management fees on client portfolio values.
  • Asset-manager inflows weakened: Morgan Stanley reported $7.5 billion long-term net flows in July 2026, versus $12.2 billion a year earlier.

What makes Morgan Stanley unique

  • Retail clients choose their service level: Morgan Stanley combines E*TRADE trading with virtual and dedicated financial advisors.
  • Workplace investing has dedicated infrastructure: Morgan Stanley runs Shareworks and E*TRADE stock-plan platforms for customer employees.
  • Specialist investing extends its reach: Morgan Stanley owns portfolio-customization firm Parametric and responsible-investing firm Calvert.

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Benefits

  • Health Insurance
  • Dental Insurance
  • Vision Insurance
  • Life Insurance
  • Disability Insurance
  • Health Savings Account/Flexible Spending Account
  • Unlimited Paid Time Off
  • Paid Vacation
  • Paid Sick Leave
  • Paid Holidays
  • Hybrid Work Options
  • 401(k) Retirement Plan

Company News

Yahoo Finance
Oct 15th, 2026
Morgan Stanley falls 3% despite 12% revenue growth to $20.3B as Cramer blames inflation fears

Morgan Stanley (MS) shares fell nearly 3% on Wednesday, even after third-quarter revenue rose 12% to $20.3 billion from $18.2 billion a year earlier and beat forecasts. Goldman Sachs also beat estimates, yet it lost another 1.5%. CNBC host Jim Cramer blames worries about sticky inflation and climbing rates, not weak results. "It's not easy to own these bank stocks right now," he said. Institutional Securities revenue grew 18% to $10 billion, while fixed income fell 7%. Wealth management revenue rose 10%, and client assets reached a record $10.5 trillion. Cramer said a resolution to the war in Iran could cool inflation and give the Federal Reserve room to hold off on rate hikes.

Yahoo Finance
Oct 14th, 2026
Morgan Stanley bets on people over AI as Q3 revenue hits $20.3B

Morgan Stanley is taking a measured approach to AI while stressing the role of its people, chief executive officer Ted Pick told analysts on Wednesday. "It's a people business," he said of wealth management, adding that AI can "do a lot of the early work" but clients ultimately ask, "do I trust my financial advisor?" The bank lends capital for the AI buildout and uses the technology internally to boost scale and efficiency. Its wealth unit has worked with OpenAI since at least 2023. Third-quarter net revenues rose to $20.3 billion from $18.2 billion a year earlier. Net income was $4.9 billion, up 6.5%, and earnings per share were $3.03, above the $2.92 analysts expected. Wealth management posted record revenues of $9.1 billion, and net new assets reached $232 billion, up 187%.

Yahoo Finance
Oct 14th, 2026
Morgan Stanley wealth arm draws record $232B in new assets as IPOs lift profit

Morgan Stanley's third-quarter profit rose as equity traders beat analysts' estimates and its wealth arm drew a record $232 billion in net new assets. Net income was $4.97 billion, up from $4.66 billion a year earlier. Half of the new assets were tied to initial public offerings (IPOs). The firm's bankers worked on some of the year's biggest listings, including SpaceX, a customer of its workplace channel. Stock-trading revenue reached $5.8 billion, against expectations of $4.9 billion. Total trading revenue was $7.81 billion, compared with expectations of $7.31 billion. Wealth management revenue rose to $9.1 billion from $8.2 billion a year earlier. Investment banking net revenue was $2.16 billion, up from $2.11 billion. Shares advanced 0.5% in early New York trading.

Business Wire
Oct 13th, 2026
Inscripta Announces the First Commercial Shipment of Its Onyx™ Digital Genome Engineering Platform and Closes $150 Million in New Financing

Financing round led by Fidelity and T. Rowe Price funds underscores vast opportunities to bring Inscripta’s technology to the broader bioeconomy.

MarketScreener
Oct 13th, 2026
Accelevation secures $650M credit facility, cutting borrowing costs to SOFR plus 1.50%-2.50%

Accelevation Holdings Corp. (Nasdaq: ACCV) has signed a new $650 million senior secured credit agreement. It replaces the credit facilities the company set up before its initial public offering. The deal includes a $400 million revolving credit facility and a $250 million Term Loan A, both maturing in 2031. Pricing is Term Secured Overnight Financing Rate (SOFR) plus 1.50% to 2.50%, down from SOFR plus 4.50% to 5.25%. "The new facilities extend our maturity profile, reduce our borrowing costs, and provide flexibility to continue investing in our business," said chief financial officer Ken Krause. Bank of America, N.A. acted as administrative agent and collateral agent. The Miamisburg, Ohio-based company designs, manufactures, and installs systems for mission-critical infrastructure.