A career as a Senior Legal Compliance Advisor with respect to securities regulatory compliance and anti-money laundering in the Wealth Management team at National Bank, means acting as an expert to ensure regulatory compliance and support teams in proactively managing risks. This role allows you to have a positive impact by leveraging your analytical skills and knowledge of these regulations.

Your job

Provide the required advisory support to business lines and other stakeholders
Write and/or revise Compliance department's policies, procedures and communications
Participate in the creation of training material related to regulatory changes or aimed at strengthening knowledge
Assist the different business lines in the interpretation and implementation of regulatory requirements and business projects
Ensure legislative and regulatory monitoring, analyze draft laws and inform the parties concerned of upcoming changes
Participate, create and present dashboards and various compliance reports

Your team

Within the Regulatory Compliance – Wealth Management sector, you’ll be part of a committed team and report to the Senior Director, Regulatory Compliance. Joining our team means growing in a dynamic, ever-evolving environment where the work is stimulating and diverse. The team is responsible for legislative and regulatory monitoring, participate in the implementation of the legislative, regulatory, and business projects, and provide support to various compliance stakeholders and business sectors. It plays a key role in interpreting regulatory requirements and guiding other compliance teams.

We aim to offer you maximum flexibility to support your quality of life. This includes a hybrid work model (in-office and remote), flexible scheduling to balance professional and personal life, and adaptable leave options for moments that matter.

Prerequisites

Bachelor's degree in law and be a member in good standing of the Bar
4 to 6 years of relevant experience in the securities industry and AML
In-depth knowledge of securities and AML regulations
Ability to manage multiple projects simultaneously with meticulous attention to detail

Languages:

English, French

Reason to require this language: you will need to work closely with our colleagues outside Quebec.

National Bank of Canada

Senior Legal Compliance Advisor - Wealth Management

About the Job

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Responsibilities

About the Company

National Bank of Canada

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