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Sunflower Bank

Offers personal, business, mortgage financial services

Wealth Management Portfolio Operations Manager

Finance & BankingConfirmed live in the last 24 hours
Full-timeIrvine, CA, USAIn-person

About the Job

Requirements

  • A high school diploma or equivalent is required; a higher degree is preferred.
  • A minimum of 7 to 10 years of experience in investment management operations is required.
  • General knowledge of investment management and finance, including familiarity with security types in which First Foundation Advisors invests, is required.
  • The candidate must be able to design and implement successful project plans.
  • Proficiency with Microsoft Office and technology applications used in investment operations, including Orion, Subscribe Platform, Practifi, and Bloomberg, is required.
  • The candidate must be able to communicate effectively with all levels of personnel.
  • The candidate must be bondable.
  • The candidate must be able to perform essential job functions with or without reasonable accommodation, including extended sitting or standing, computer or equipment use, reaching, regular walking, occasional bending, stooping, kneeling or climbing, and lifting or moving items up to 10 pounds. Vision requirements include close and distance vision, color and peripheral vision, depth perception, and ability to adjust focus.

Responsibilities

  • Lead and manage the Portfolio Operations team, overseeing alternative investment operations, reconciliations, corporate actions, security pricing, account-level performance measurement, quarterly client reporting, and vendor management.
  • Direct resolution of data integrity issues, workflow inefficiencies, and reporting enhancements while fostering accountability, collaboration, and continuous improvement.
  • Manage the alternative investment operational lifecycle, including subscription documentation, onboarding, capital calls, distributions, redemptions, reconciliations, valuation reviews, and investor reporting.
  • Serve as the Portfolio Operations lead on project teams implementing, converting, enhancing, or upgrading technology platforms and software applications that affect operations.
  • Partner with cross-functional project teams to define business requirements, success criteria, resource needs, and risk assessments, and ensure project milestones and deliverables are achieved on schedule.
  • Lead the design, implementation, and continuous improvement of Portfolio Operations workflows, systems, and applications, including Practifi, Orion, Subscribe Platform, and Canoe Intelligence.
  • Support enterprise technology initiatives, workflow redesigns, and automation efforts that strengthen operational controls, improve scalability, and enhance data integrity.
  • Establish and maintain standardized reconciliation procedures and operational controls to improve reporting accuracy and mitigate operational risk.
  • Develop, maintain, and enhance operational procedures supporting SEC compliance, fiduciary standards, internal controls, audit readiness, and enterprise risk management.
  • Partner with auditors and risk management teams to oversee the development, review, and monitoring of risk and control reporting.
  • Ensure adherence to applicable laws, regulations, compliance programs, and organizational policies.
  • Complete and ensure completion of required compliance and assigned training by established deadlines.
  • Collaborate with Trading, Account Services, Billing, Client-Facing Teams, Trust Department personnel, and other stakeholders to optimize operational workflows and data management processes.
  • Coordinate with third-party vendors and service providers to resolve operational issues, improve service delivery, and support business objectives.
  • Oversee daily review and resolution of custodial and trust-related operational issues.
  • Perform final review and approval of month-end reconciliation processes, ensuring accuracy, completeness, and timely resolution of exceptions.
  • Produce monthly Assets Under Management reports for the Finance team and other operational reporting as required.
  • Mentor, train, and develop team members by sharing industry knowledge, operational best practices, and system expertise through on-site and remote training programs.
  • Perform other duties and special projects as assigned.

Desired Qualifications

  • A higher degree is preferred.

About the Company

Sunflower Bank

Offers personal, business, mortgage financial services

Sunflower Bank provides a full range of personal, business, and wealth management financial services, including Guardian Mortgage for home loans. Its products work through relationship-focused banking delivered via a regional structure with local expertise; Guardian Mortgage originates residential mortgages while other offerings handle everyday banking and lending with advisory support. It differentiates itself by emphasizing long-term relationships and deep community roots across the Sunflower Bank, First National 1870, and Guardian Mortgage brands. Its goal is to create possibilities in customers’ lives and communities by offering practical financial solutions with steady, local support.

Company size
1,001-5,000
Company stage
Not listed
Total funding
Not listed
Headquarters
Denver, CO
Founded
1892

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