Asset & Wealth Management Associate - Ongoing Client Readiness

Job Duties: Associate, Ongoing Client Readiness with Goldman Sachs & Co. LLC in Salt Lake City, Utah. Monitor and remain current on evolving regulatory requirements related to Client Due Diligence (CDD), Know Your Customer (KYC), Customer Identification Program (CIP), and AntiMoney Laundering (AML), and apply regulatory guidance to daily operational activities. Contribute to process improvement initiatives by identifying inefficiencies and supporting enhancements to due diligence and compliance workflows. Maintain a strong understanding of business processes, timelines, and risk considerations associated with client onboarding and ongoing due diligence, ensuring consistent adherence to compliance standards. Verify, validate, and authenticate client information, documentation, and legal entity agreements for new and existing clients to ensure accuracy, completeness, and regulatory compliance. Collaborate with cross‑functional partners, including legal, compliance, and internal stakeholders, to exchange risk assessment information and respond to inquiries. Identify, analyze, and assess potential risk factors, inconsistencies, or discrepancies in client data and escalate issues in accordance with internal policies and procedures. Exercise sound business judgment to prioritize workload, manage time‑sensitive requests, and meet service‑level expectations in a fast‑paced environment.

Job Requirements: Master’s degree (U.S. or foreign equivalent) in Finance, Business Administration, Accounting, Regulatory Science, or related field and one (1) year of experience in job offered or a related role OR Bachelor’s degree (U.S. or foreign equivalent) in Finance, Business Administration, Accounting, Regulatory Science, or related field and three (3) years of experience in job offered or a related role. Prior employment must include one (1) year of experience (with a Master’s) or three (3) years of experience (with a Bachelor’s) with: utilizing Alteryx to run data analysis and build workflows; utilizing SQL to prepare and run queries for items related to Rolling Review; utilizing project management skills including application enhancements, including overall User Acceptance Testing (UAT), test script generation, and coordination of testing with business stakeholders; identifying risks inherent in daily business process and driving initiatives to design controls and to mitigate risk while seeking Straight-Through-Processing (STP) workflows; analyzing and solving reference data discrepancies and exceptions management; and assisting with designing test documents, executing test scripts, and monitoring production environment roll outs.

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